Distributed Denial-of-Service Open Threat Signaling (DOTS) Signal Channel Specification

Distributed Denial-of-Service Open Threat Signaling (DOTS) Signal Channel Specification McAfee, Inc.

Embassy Golf Link Business Park Bangalore Karnataka 560071 India kondtir@gmail.com

Orange

Rennes 35000 France mohamed.boucadair@orange.com

Cisco Systems, Inc.

praspati@cisco.com

Arbor Networks, Inc.

2727 S. State Street Ann Arbor MI 48104 United States of America andrew@moretension.com

Iron Mountain Data Centers

United Kingdom nteague@ironmountain.co.uk

DOTS security mitigation service delivery connectivity anti-DDoS automation cooperation resilience filtering security center mitigator scrubbing dynamic service protection dynamic mitigation cooperative networking protective networking This document specifies the Distributed Denial-of-Service Open Threat Signaling (DOTS) signal channel, a protocol for signaling the need for protection against Distributed Denial-of-Service (DDoS) attacks to a server capable of enabling network traffic mitigation on behalf of the requesting client. A companion document defines the DOTS data channel, a separate reliable communication layer for DOTS management and configuration purposes.

Status of This Memo This is an Internet Standards Track document. This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Further information on Internet Standards is available in Section 2 of RFC 7841. Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at .

Copyright Notice Copyright (c) 2020 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents () in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.

Table of Contents

. Introduction
. Terminology
. Design Overview
. DOTS Signal Channel: Messages & Behaviors
- . DOTS Server(s) Discovery
- . CoAP URIs
- . Happy Eyeballs for DOTS Signal Channel
- . DOTS Mitigation Methods
  - . Request Mitigation
  - . Retrieve Information Related to a Mitigation
    - . DOTS Servers Sending Mitigation Status
    - . DOTS Clients Polling for Mitigation Status
  - . Efficacy Update from DOTS Clients
  - . Withdraw a Mitigation
- . DOTS Signal Channel Session Configuration
  - . Discover Configuration Parameters
  - . Convey DOTS Signal Channel Session Configuration
  - . Configuration Freshness and Notifications
  - . Delete DOTS Signal Channel Session Configuration
- . Redirected Signaling
- . Heartbeat Mechanism
. DOTS Signal Channel YANG Modules
- . Tree Structure
- . IANA DOTS Signal Channel YANG Module
- . IETF DOTS Signal Channel YANG Module
. YANG/JSON Mapping Parameters to CBOR
. (D)TLS Protocol Profile and Performance Considerations
- . (D)TLS Protocol Profile
- . (D)TLS 1.3 Considerations
- . DTLS MTU and Fragmentation
. Mutual Authentication of DOTS Agents & Authorization of DOTS Clients
. IANA Considerations
- . DOTS Signal Channel UDP and TCP Port Number
- . Well-Known 'dots' URI
- . Media Type Registration
- . CoAP Content-Formats Registration
- . CBOR Tag Registration
- . DOTS Signal Channel Protocol Registry
  - . DOTS Signal Channel CBOR Key Values Subregistry
    - . Registration Template
    - . Initial Subregistry Content
  - . Status Codes Subregistry
  - . Conflict Status Codes Subregistry
  - . Conflict Cause Codes Subregistry
  - . Attack Status Codes Subregistry
- . DOTS Signal Channel YANG Modules
. Security Considerations
. References
- . Normative References
- . Informative References
. CUID Generation
Acknowledgements
Contributors
Authors' Addresses

Introduction A Distributed Denial-of-Service (DDoS) attack is a distributed attempt to make machines or network resources unavailable to their intended users. In most cases, sufficient scale for an effective attack can be achieved by compromising enough end hosts and using those infected hosts to perpetrate and amplify the attack. The victim in this attack can be an application server, a host, a router, a firewall, or an entire network. Network applications have finite resources like CPU cycles, the number of processes or threads they can create and use, the maximum number of simultaneous connections they can handle, the resources assigned to the control plane, etc. When processing network traffic, such applications are supposed to use these resources to provide the intended functionality in the most efficient manner. However, a DDoS attacker may be able to prevent an application from performing its intended task by making the application exhaust its finite resources. A TCP DDoS SYN flood , for example, is a memory-exhausting attack while an ACK flood is a CPU-exhausting attack. Attacks on the link are carried out by sending enough traffic so that the link becomes congested, thereby likely causing packet loss for legitimate traffic. Stateful firewalls can also be attacked by sending traffic that causes the firewall to maintain an excessive number of states that may jeopardize the firewall's operation overall, in addition to likely performance impacts. The firewall then runs out of memory, and it can no longer instantiate the states required to process legitimate flows. Other possible DDoS attacks are discussed in . In many cases, it may not be possible for network administrators to determine the cause(s) of an attack. They may instead just realize that certain resources seem to be under attack. This document defines a lightweight protocol that allows a DOTS client to request mitigation from one or more DOTS servers for protection against detected, suspected, or anticipated attacks. This protocol enables cooperation between DOTS agents to permit a highly automated network defense that is robust, reliable, and secure. Note that "secure" means the support of the features defined in . An example of a network diagram that illustrates a deployment of DOTS agents is shown in . In this example, a DOTS server is operating on the access network. A DOTS client is located on the LAN (Local Area Network), while a DOTS gateway is embedded in the CPE (Customer Premises Equipment).

Sample DOTS Deployment (2) Network DDoS Mitigation Resource CPE Router __________ Service +-----------+ +--------------+ / \ +-------------+ | |___| |____| |___ | | |DOTS Client| | DOTS Gateway | | Internet | | DOTS Server | | | | | | | | | +-----------+ +--------------+ \__________/ +-------------+ In typical deployments, the DOTS client belongs to a different administrative domain than the DOTS server. For example, the DOTS client is embedded in a firewall protecting services owned and operated by a customer, while the DOTS server is owned and operated by a different administrative entity (service provider, typically) providing DDoS mitigation services. The latter might or might not provide connectivity services to the network hosting the DOTS client. The DOTS server may (not) be co-located with the DOTS mitigator. In typical deployments, the DOTS server belongs to the same administrative domain as the mitigator. The DOTS client can communicate directly with a DOTS server or indirectly via a DOTS gateway. This document adheres to the DOTS architecture . The requirements for DOTS signal channel protocol are documented in . This document satisfies all the use cases discussed in . This document focuses on the DOTS signal channel. This is a companion document of the DOTS data channel specification that defines a configuration and a bulk data exchange mechanism supporting the DOTS signal channel.

Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 when, and only when, they appear in all capitals, as shown here. (D)TLS is used for statements that apply to both Transport Layer Security and Datagram Transport Layer Security . Specific terms are used for any statement that applies to either protocol alone. The reader should be familiar with the terms defined in . The meaning of the symbols in YANG tree diagrams is defined in .

Design Overview The DOTS signal channel is built on top of the Constrained Application Protocol (CoAP) , a lightweight protocol originally designed for constrained devices and networks. The many features of CoAP (expectation of packet loss, support for asynchronous Non-confirmable messaging, congestion control, small message overhead limiting the need for fragmentation, use of minimal resources, and support for (D)TLS) make it a good candidate upon which to build the DOTS signaling mechanism. DOTS clients and servers behave as CoAP endpoints. By default, a DOTS client (or server) behaves as a CoAP client (or server). Nevertheless, a DOTS client (or server) behaves as a CoAP server (or client) for specific operations such as DOTS heartbeat operations (). The DOTS signal channel is layered on existing standards (see ).

Abstract Layering of DOTS Signal Channel over CoAP over (D)TLS +---------------------+ | DOTS Signal Channel | +---------------------+ | CoAP | +----------+----------+ | TLS | DTLS | +----------+----------+ | TCP | UDP | +----------+----------+ | IP | +---------------------+ In some cases, a DOTS client and server may have a mutual agreement to use a specific port number, such as by explicit configuration or dynamic discovery . Absent such mutual agreement, the DOTS signal channel MUST run over port number 4646 as defined in , for both UDP and TCP. In order to use a distinct port number (as opposed to 4646), DOTS clients and servers SHOULD support a configurable parameter to supply the port number to use.

Note: The rationale for not using the default port number 5684 ((D)TLS CoAP) is to avoid the discovery of services and resources discussed in and allow for differentiated behaviors in environments where both a DOTS gateway and an Internet of Things (IoT) gateway (e.g., Figure 3 of ) are co-located. Particularly, the use of a default port number is meant to simplify DOTS deployment in scenarios where no explicit IP address configuration is required. For example, the use of the default router as the DOTS server aims to ease DOTS deployment within LANs (in which CPEs embed a DOTS gateway as illustrated in Figures and ) without requiring a sophisticated discovery method and configuration tasks within the LAN. It is also possible to use anycast addresses for DOTS servers to simplify DOTS client configuration, including service discovery. In such an anycast-based scenario, a DOTS client initiating a DOTS session to the DOTS server anycast address may, for example, be (1) redirected to the DOTS server unicast address to be used by the DOTS client following the procedure discussed in or (2) relayed to a unicast DOTS server.

The signal channel uses the "coaps" URI scheme defined in and the "coaps+tcp" URI scheme defined in to identify DOTS server resources that are accessible using CoAP over UDP secured with DTLS and CoAP over TCP secured with TLS, respectively. The DOTS signal channel can be established between two DOTS agents prior to or during an attack. The DOTS signal channel is initiated by the DOTS client. The DOTS client can then negotiate, configure, and retrieve the DOTS signal channel session behavior with its DOTS peer (). Once the signal channel is established, the DOTS agents may periodically send heartbeats to keep the channel active (). At any time, the DOTS client may send a mitigation request message () to a DOTS server over the active signal channel. While mitigation is active (because of the higher likelihood of packet loss during a DDoS attack), the DOTS server periodically sends status messages to the client, including basic mitigation feedback details. Mitigation remains active until the DOTS client explicitly terminates mitigation or the mitigation lifetime expires. Also, the DOTS server may rely on the signal channel session loss to trigger mitigation for preconfigured mitigation requests (if any). DOTS signaling can happen with DTLS over UDP and TLS over TCP. Likewise, DOTS requests may be sent using IPv4 or IPv6 transfer capabilities. A Happy Eyeballs procedure for the DOTS signal channel is specified in . A DOTS client is entitled to access only the resources it creates. In particular, a DOTS client cannot retrieve data related to mitigation requests created by other DOTS clients of the same DOTS client domain. Messages exchanged between DOTS agents are serialized using Concise Binary Object Representation (CBOR) , a binary encoding scheme designed for small code and message size. CBOR-encoded payloads are used to carry signal channel-specific payload messages that convey request parameters and response information such as errors. In order to allow the reusing of data models across protocols, specifies the JavaScript Object Notation (JSON) encoding of YANG-modeled data. A similar effort for CBOR is defined in . DOTS agents determine that a CBOR data structure is a DOTS signal channel object from the application context, such as from the port number assigned to the DOTS signal channel. The other method DOTS agents use to indicate that a CBOR data structure is a DOTS signal channel object is the use of the "application/dots+cbor" content type (). This document specifies a YANG module for representing DOTS mitigation scopes, DOTS signal channel session configuration data, and DOTS redirected signaling (). All parameters in the payload of the DOTS signal channel are mapped to CBOR types as specified in (). In order to prevent fragmentation, DOTS agents must follow the recommendations documented in . Refer to for more details. DOTS agents MUST support GET, PUT, and DELETE CoAP methods. The payload included in CoAP responses with 2.xx Response Codes MUST be of content type "application/dots+cbor". CoAP responses with 4.xx and 5.xx error Response Codes MUST include a diagnostic payload (). The diagnostic payload may contain additional information to aid troubleshooting. In deployments where multiple DOTS clients are enabled in a network (owned and operated by the same entity), the DOTS server may detect conflicting mitigation requests from these clients. This document does not aim to specify a comprehensive list of conditions under which a DOTS server will characterize two mitigation requests from distinct DOTS clients as conflicting, nor does it recommend a DOTS server behavior for processing conflicting mitigation requests. Those considerations are implementation and deployment specific. Nevertheless, this document specifies the mechanisms to notify DOTS clients when conflicts occur, including the conflict cause (). In deployments where one or more translators (e.g., Traditional NAT , CGN , NAT64 , NPTv6 ) are enabled between the client's network and the DOTS server, any DOTS signal channel messages forwarded to a DOTS server MUST NOT include internal IP addresses/prefixes and/or port numbers; instead, external addresses/prefixes and/or port numbers as assigned by the translator MUST be used. This document does not make any recommendations about possible translator discovery mechanisms. The following are some (non-exhaustive) deployment examples that may be considered:

Port Control Protocol (PCP) or Session Traversal Utilities for NAT (STUN) may be used to retrieve the external addresses/prefixes and/or port numbers. Information retrieved by means of PCP or STUN will be used to feed the DOTS signal channel messages that will be sent to a DOTS server.
A DOTS gateway may be co-located with the translator. The DOTS gateway will need to update the DOTS messages based upon the local translator's binding table.

DOTS Signal Channel: Messages & Behaviors

DOTS Server(s) Discovery This document assumes that DOTS clients are provisioned with the reachability information of their DOTS server(s) using any of a variety of means (e.g., local configuration or dynamic means such as DHCP ). The description of such means is out of scope of this document. Likewise, it is out of the scope of this document to specify the behavior to be followed by a DOTS client in order to send DOTS requests when multiple DOTS servers are provisioned (e.g., contact all DOTS servers, select one DOTS server among the list). Such behavior is specified in other documents (e.g., ).

CoAP URIs The DOTS server MUST support the use of the path prefix of "/.well-known/" as defined in and the registered name of "dots". Each DOTS operation is denoted by a path suffix that indicates the intended operation. The operation path () is appended to the path prefix to form the URI used with a CoAP request to perform the desired DOTS operation. Operations and Corresponding URIs

Operation	Operation Path	Details
Mitigation	/mitigate
Session configuration	/config
Heartbeat	/hb

Happy Eyeballs for DOTS Signal Channel mentions that DOTS agents will have to support both connectionless and connection-oriented protocols. As such, the DOTS signal channel is designed to operate with DTLS over UDP and TLS over TCP. Further, a DOTS client may acquire a list of IPv4 and IPv6 addresses (), each of which can be used to contact the DOTS server using UDP and TCP. If no list of IPv4 and IPv6 addresses to contact the DOTS server is configured (or discovered), the DOTS client adds the IPv4/IPv6 addresses of its default router to the candidate list to contact the DOTS server. The following specifies the procedure to follow to select the address family and the transport protocol for sending DOTS signal channel messages. Such a procedure is needed to avoid experiencing long connection delays. For example, if an IPv4 path to a DOTS server is functional, but the DOTS server's IPv6 path is nonfunctional, a dual-stack DOTS client may experience a significant connection delay compared to an IPv4-only DOTS client in the same network conditions. The other problem is that if a middlebox between the DOTS client and DOTS server is configured to block UDP traffic, the DOTS client will fail to establish a DTLS association with the DOTS server; consequently, it will have to fall back to TLS over TCP, thereby incurring significant connection delays. To overcome these connection setup problems, the DOTS client attempts to connect to its DOTS server(s) using both IPv6 and IPv4, and it tries both DTLS over UDP and TLS over TCP following a DOTS Happy Eyeballs approach. To some extent, this approach is similar to the Happy Eyeballs mechanism defined in . The connection attempts are performed by the DOTS client when it initializes or, in general, when it has to select an address family and transport to contact its DOTS server. The results of the Happy Eyeballs procedure are used by the DOTS client for sending its subsequent messages to the DOTS server. The differences in behavior with respect to the Happy Eyeballs mechanism are listed below:

The order of preference of the DOTS signal channel address family and transport protocol (most preferred first) is the following: UDP over IPv6, UDP over IPv4, TCP over IPv6, and finally TCP over IPv4. This order adheres to the address preference order specified in and the DOTS signal channel preference that promotes the use of UDP over TCP (to avoid TCP's head of line blocking).
After successfully establishing a connection, the DOTS client MUST cache information regarding the outcome of each connection attempt for a specific time period; it uses that information to avoid thrashing the network with subsequent attempts. The cached information is flushed when its age exceeds a specific time period on the order of few minutes (e.g., 10 min). Typically, if the DOTS client has to reestablish the connection with the same DOTS server within a few seconds after the Happy Eyeballs mechanism is completed, caching avoids thrashing the network especially in the presence of DDoS attack traffic.
If a DOTS signal channel session is established with TLS (but DTLS failed), the DOTS client periodically repeats the mechanism to discover whether DOTS signal channel messages with DTLS over UDP become available from the DOTS server; this is so the DOTS client can migrate the DOTS signal channel from TCP to UDP. Such probing SHOULD NOT be done more frequently than every 24 hours and MUST NOT be done more frequently than every 5 minutes.

When connection attempts are made during an attack, the DOTS client SHOULD use a "Connection Attempt Delay" set to 100 ms. In , the DOTS client proceeds with the connection attempts following the rules in . In this example, it is assumed that the IPv6 path is broken and UDP traffic is dropped by a middlebox, but this has little impact on the DOTS client because there is not a long delay before using IPv4 and TCP.

DOTS Happy Eyeballs (Sample Flow) +-----------+ +-----------+ |DOTS Client| |DOTS Server| +-----------+ +-----------+ | | T0 |--DTLS ClientHello, IPv6 ---->X | T1 |--DTLS ClientHello, IPv4 ---->X | T2 |--TCP SYN, IPv6-------------->X | T3 |--TCP SYN, IPv4------------------------------------->| |<-TCP SYNACK-----------------------------------------| |--TCP ACK------------------------------------------->| |<------------Establish TLS Session------------------>| |----------------DOTS signal------------------------->| | | Note: * Retransmission messages are not shown. * T1-T0=T2-T1=T3-T2= Connection Attempt Delay. A single DOTS signal channel between DOTS agents can be used to exchange multiple DOTS signal messages. To reduce DOTS client and DOTS server workload, DOTS clients SHOULD reuse the (D)TLS session.

DOTS Mitigation Methods The following methods are used by a DOTS client to request, withdraw, or retrieve the status of mitigation requests:

PUT:: DOTS clients use the PUT method to request mitigation from a DOTS server (). During active mitigation, DOTS clients may use PUT requests to carry mitigation efficacy updates to the DOTS server ().
GET:: DOTS clients may use the GET method to subscribe to DOTS server status messages or to retrieve the list of its mitigations maintained by a DOTS server ().
DELETE:: DOTS clients use the DELETE method to withdraw a request for mitigation from a DOTS server ().

Mitigation request and response messages are marked as Non-confirmable messages (). DOTS agents MUST NOT send more than one UDP datagram per round-trip time (RTT) to the peer DOTS agent on average following the data transmission guidelines discussed in . Requests marked by the DOTS client as Non-confirmable messages are sent at regular intervals until a response is received from the DOTS server. If the DOTS client cannot maintain an RTT estimate, it MUST NOT send more than one Non-confirmable request every 3 seconds, and SHOULD use an even less aggressive rate whenever possible (case 2 in ). Mitigation requests MUST NOT be delayed because of checks on probing rate (). JSON encoding of YANG modeled data is used to illustrate the various methods defined in the following subsections. Also, the examples use the Labels defined in Sections , , , and .

Request Mitigation When a DOTS client requires mitigation for some reason, the DOTS client uses the CoAP PUT method to send a mitigation request to its DOTS server(s) (Figures and ). If a DOTS client is entitled to solicit the DOTS service, the DOTS server enables mitigation on behalf of the DOTS client by communicating the DOTS client's request to a mitigator (which may be co-located with the DOTS server) and relaying the feedback of the thus-selected mitigator to the requesting DOTS client.

PUT to Convey DOTS Mitigation Requests Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cuid=dz6pHjaADkaFTbjr0JGBpw" Uri-Path: "mid=123" Content-Format: "application/dots+cbor" { ... } The order of the Uri-Path options is important as it defines the CoAP resource. In particular, 'mid' MUST follow 'cuid'. The additional Uri-Path parameters to those defined in are as follows:

cuid:: Stands for Client Unique Identifier. A globally unique identifier that is meant to prevent collisions among DOTS clients, especially those from the same domain. It MUST be generated by DOTS clients. For the reasons discussed in , implementations SHOULD set 'cuid' using the following procedure: first, the DOTS client inputs one of the following into the SHA-256 cryptographic hash: the DER-encoded ASN.1 representation of the Subject Public Key Info (SPKI) of its X.509 certificate , its raw public key , the "Pre-Shared Key (PSK) identity" it uses in the TLS 1.2 ClientKeyExchange message, or the "identity" it uses in the "pre_shared_key" TLS 1.3 extension. Then, the output of the cryptographic hash algorithm is truncated to 16 bytes; truncation is done by stripping off the final 16 bytes. The truncated output is base64url encoded () with the trailing "=" removed from the encoding, and the resulting value used as the 'cuid'. The 'cuid' is intended to be stable when communicating with a given DOTS server, i.e., the 'cuid' used by a DOTS client SHOULD NOT change over time. Distinct 'cuid' values MAY be used by a single DOTS client per DOTS server. If a DOTS client has to change its 'cuid' for some reason, it MUST NOT do so when mitigations are still active for the old 'cuid'. The 'cuid' SHOULD be 22 characters to avoid DOTS signal message fragmentation over UDP. Furthermore, if that DOTS client created aliases and filtering entries at the DOTS server by means of the DOTS data channel, it MUST delete all the entries bound to the old 'cuid' and reinstall them using the new 'cuid'. DOTS servers MUST return 4.09 (Conflict) error code to a DOTS peer to notify that the 'cuid' is already in use by another DOTS client. Upon receipt of that error code, a new 'cuid' MUST be generated by the DOTS peer (e.g., using ). Client-domain DOTS gateways MUST handle 'cuid' collision directly and it is RECOMMENDED that 'cuid' collision is handled directly by server-domain DOTS gateways. DOTS gateways MAY rewrite the 'cuid' used by peer DOTS clients. Triggers for such rewriting are out of scope. This is a mandatory Uri-Path parameter.
mid:: Identifier for the mitigation request represented with an integer. This identifier MUST be unique for each mitigation request bound to the DOTS client, i.e., the 'mid' parameter value in the mitigation request needs to be unique (per 'cuid' and DOTS server) relative to the 'mid' parameter values of active mitigation requests conveyed from the DOTS client to the DOTS server. In order to handle out-of-order delivery of mitigation requests, 'mid' values MUST increase monotonically. If the 'mid' value has reached 3/4 of (2³² - 1) (i.e., 3221225471) and no attack is detected, the DOTS client MUST reset 'mid' to 0 to handle 'mid' rollover. If the DOTS client maintains mitigation requests with preconfigured scopes, it MUST recreate them with the 'mid' restarting at 0. This identifier MUST be generated by the DOTS client. This is a mandatory Uri-Path parameter.

'cuid' and 'mid' MUST NOT appear in the PUT request message body (). The schema in uses the types defined in . Note that this figure (and other similar figures depicting a schema) are non-normative sketches of the structure of the message.

PUT to Convey DOTS Mitigation Requests (Message Body Schema) { "ietf-dots-signal-channel:mitigation-scope": { "scope": [ { "target-prefix": [ "string" ], "target-port-range": [ { "lower-port": number, "upper-port": number } ], "target-protocol": [ number ], "target-fqdn": [ "string" ], "target-uri": [ "string" ], "alias-name": [ "string" ], "lifetime": number, "trigger-mitigation": true|false } ] } } The parameters in the CBOR body () of the PUT request are described below:

target-prefix:

A list of prefixes identifying resources under attack. Prefixes are represented using Classless Inter-Domain Routing (CIDR) notation . As a reminder, the prefix length must be less than or equal to 32 (or 128) for IPv4 (or IPv6). The prefix list MUST NOT include broadcast, loopback, or multicast addresses. These addresses are considered to be invalid values. In addition, the DOTS server MUST validate that target prefixes are within the scope of the DOTS client domain. Other validation checks may be supported by DOTS servers. This is an optional attribute.

target-port-range:

A list of port numbers bound to resources under attack. A port range is defined by two bounds, a lower port number ('lower-port') and an upper port number ('upper-port'). When only 'lower-port' is present, it represents a single port number. For TCP, UDP, Stream Control Transmission Protocol (SCTP) , or Datagram Congestion Control Protocol (DCCP) , a range of ports can be, for example, 0-1023, 1024-65535, or 1024-49151. This is an optional attribute.

target-protocol:

A list of protocols involved in an attack. Values are taken from the IANA protocol registry . If 'target-protocol' is not specified, then the request applies to any protocol. This is an optional attribute.

target-fqdn:

A list of Fully Qualified Domain Names (FQDNs) identifying resources under attack . How a name is passed to an underlying name resolution library is implementation and deployment specific. Nevertheless, once the name is resolved into one or multiple IP addresses, DOTS servers MUST apply the same validation checks as those for 'target-prefix'. The use of FQDNs may be suboptimal because:

It induces both an extra load and increased delays on the DOTS server to handle and manage DNS resolution requests.
It does not guarantee that the DOTS server will resolve a name to the same IP addresses that the DOTS client does.

This is an optional attribute.

target-uri:

A list of URIs identifying resources under attack. The same validation checks used for 'target-fqdn' MUST be followed by DOTS servers to validate a target URI. This is an optional attribute.

alias-name:

A list of aliases of resources for which the mitigation is requested. Aliases can be created using the DOTS data channel (), direct configuration, or other means. An alias is used in subsequent signal channel exchanges to refer more efficiently to the resources under attack. This is an optional attribute.

lifetime:

Lifetime of the mitigation request in seconds. The RECOMMENDED lifetime of a mitigation request is 3600 seconds: this value was chosen to be long enough so that refreshing is not typically a burden on the DOTS client, while still making the request expire in a timely manner when the client has unexpectedly quit. DOTS clients MUST include this parameter in their mitigation requests. Upon the expiry of this lifetime, and if the request is not refreshed, the mitigation request is removed. The request can be refreshed by sending the same request again. A lifetime of '0' in a mitigation request is an invalid value. A lifetime of negative one (-1) indicates indefinite lifetime for the mitigation request. The DOTS server MAY refuse an indefinite lifetime, for policy reasons; the granted lifetime value is returned in the response. DOTS clients MUST be prepared to not be granted mitigations with indefinite lifetimes. The DOTS server MUST always indicate the actual lifetime in the response and the remaining lifetime in status messages sent to the DOTS client. This is a mandatory attribute.

trigger-mitigation:

If the parameter value is set to 'false', DDoS mitigation will not be triggered for the mitigation request unless the DOTS signal channel session is lost. If the DOTS client ceases to respond to heartbeat messages, the DOTS server can detect that the DOTS signal channel session is lost. More details are discussed in . The default value of the parameter is 'true' (that is, the mitigation starts immediately). If 'trigger-mitigation' is not present in a request, this is equivalent to receiving a request with 'trigger-mitigation' set to 'true'. This is an optional attribute.

In deployments where server-domain DOTS gateways are enabled, identity information about the origin source client domain ('cdid') SHOULD be propagated to the DOTS server. That information is meant to assist the DOTS server in enforcing some policies such as grouping DOTS clients that belong to the same DOTS domain, limiting the number of DOTS requests, and identifying the mitigation scope. These policies can be enforced per client, per client domain, or both. Also, the identity information may be used for auditing and debugging purposes. shows an example of a request relayed by a server-domain DOTS gateway.

PUT for DOTS Mitigation Request as Relayed by a DOTS Gateway Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cdid=7eeaf349529eb55ed50113" Uri-Path: "cuid=dz6pHjaADkaFTbjr0JGBpw" Uri-Path: "mid=123" Content-Format: "application/dots+cbor" { ... } A server-domain DOTS gateway SHOULD add the following Uri-Path parameter:

cdid:: Stands for Client Domain Identifier. The 'cdid' is conveyed by a server-domain DOTS gateway to propagate the source domain identity from the gateway's client-facing side to the gateway's server-facing side, and from the gateway's server-facing side to the DOTS server. 'cdid' may be used by the final DOTS server for policy enforcement purposes (e.g., enforce a quota on filtering rules). These policies are deployment specific. Server-domain DOTS gateways SHOULD support a configuration option to instruct whether 'cdid' parameter is to be inserted. In order to accommodate deployments that require enforcing per-client policies, per-client domain policies, or a combination thereof, server-domain DOTS gateways instructed to insert the 'cdid' parameter MUST supply the SPKI hash of the DOTS client X.509 certificate, the DOTS client raw public key, or the hash of the "PSK identity" in the 'cdid', following the same rules for generating the hash conveyed in 'cuid', which is then used by the ultimate DOTS server to determine the corresponding client's domain. The 'cdid' generated by a server-domain gateway is likely to be the same as the 'cuid' except the case in which the DOTS message was relayed by a client-domain DOTS gateway or the 'cuid' was generated from a rogue DOTS client. If a DOTS client is provisioned, for example, with distinct certificates as a function of the peer server-domain DOTS gateway, distinct 'cdid' values may be supplied by a server-domain DOTS gateway. The ultimate DOTS server MUST treat those 'cdid' values as equivalent. The 'cdid' attribute MUST NOT be generated and included by DOTS clients. DOTS servers MUST ignore 'cdid' attributes that are directly supplied by source DOTS clients or client-domain DOTS gateways. This implies that first server-domain DOTS gateways MUST strip 'cdid' attributes supplied by DOTS clients. DOTS servers SHOULD support a configuration parameter to identify DOTS gateways that are trusted to supply 'cdid' attributes. Only single-valued 'cdid' are defined in this document. That is, only the first on-path server-domain DOTS gateway can insert a 'cdid' value. This specification does not allow multiple server-domain DOTS gateways, whenever involved in the path, to insert a 'cdid' value for each server-domain gateway. This is an optional Uri-Path. When present, 'cdid' MUST be positioned before 'cuid'.

A DOTS gateway SHOULD add the CoAP Hop-Limit option . Because of the complexity of handling partial failure cases, this specification does not allow the inclusion of multiple mitigation requests in the same PUT request. Concretely, a DOTS client MUST NOT include multiple entries in the 'scope' array of the same PUT request. FQDN and URI mitigation scopes may be thought of as a form of scope alias, in which the addresses associated with the domain name or URI (as resolved by the DOTS server) represent the scope of the mitigation. Particularly, the IP addresses to which the host subcomponent of authority component of a URI resolves represent the 'target-prefix', the URI scheme represents the 'target-protocol', the port subcomponent of authority component of a URI represents the 'target-port-range'. If the optional port information is not present in the authority component, the default port defined for the URI scheme represents the 'target-port'. In the PUT request, at least one of the attributes 'target-prefix', 'target-fqdn','target-uri', or 'alias-name' MUST be present. Attributes and Uri-Path parameters with empty values MUST NOT be present in a request as an empty value will render the entire request invalid. shows a PUT request example to signal that servers 2001:db8:6401::1 and 2001:db8:6401::2 are receiving attack traffic on TCP port numbers 80, 8080, and 443. The presence of 'cdid' indicates that a server-domain DOTS gateway has modified the initial PUT request sent by the DOTS client. Note that 'cdid' MUST NOT appear in the PUT request message body.

PUT for DOTS Mitigation Request (An Example) Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cdid=7eeaf349529eb55ed50113" Uri-Path: "cuid=dz6pHjaADkaFTbjr0JGBpw" Uri-Path: "mid=123" Content-Format: "application/dots+cbor" { "ietf-dots-signal-channel:mitigation-scope": { "scope": [ { "target-prefix": [ "2001:db8:6401::1/128", "2001:db8:6401::2/128" ], "target-port-range": [ { "lower-port": 80 }, { "lower-port": 443 }, { "lower-port": 8080 } ], "target-protocol": [ 6 ], "lifetime": 3600 } ] } } The corresponding CBOR encoding format for the payload is shown in .

PUT for DOTS Mitigation Request (CBOR) A1 # map(1) 01 # unsigned(1) A1 # map(1) 02 # unsigned(2) 81 # array(1) A4 # map(4) 06 # unsigned(6) 82 # array(2) 74 # text(20) 323030313A6462383A363430313A3A312F313238 74 # text(20) 323030313A6462383A363430313A3A322F313238 07 # unsigned(7) 83 # array(3) A1 # map(1) 08 # unsigned(8) 18 50 # unsigned(80) A1 # map(1) 08 # unsigned(8) 19 01BB # unsigned(443) A1 # map(1) 08 # unsigned(8) 19 1F90 # unsigned(8080) 0A # unsigned(10) 81 # array(1) 06 # unsigned(6) 0E # unsigned(14) 19 0E10 # unsigned(3600) In both DOTS signal and data channel sessions, the DOTS client MUST authenticate itself to the DOTS server (). The DOTS server MAY use the algorithm presented in to derive the DOTS client identity or username from the client certificate. The DOTS client identity allows the DOTS server to accept mitigation requests with scopes that the DOTS client is authorized to manage. The DOTS server couples the DOTS signal and data channel sessions using the DOTS client identity and optionally the 'cdid' parameter value, so the DOTS server can validate whether the aliases conveyed in the mitigation request were indeed created by the same DOTS client using the DOTS data channel session. If the aliases were not created by the DOTS client, the DOTS server MUST return 4.00 (Bad Request) in the response. The DOTS server couples the DOTS signal channel sessions using the DOTS client identity and optionally the 'cdid' parameter value, and the DOTS server uses 'mid' and 'cuid' Uri-Path parameter values to detect duplicate mitigation requests. If the mitigation request contains the 'alias-name' and other parameters identifying the target resources (such as 'target-prefix', 'target-port-range', 'target-fqdn', or 'target-uri'), the DOTS server appends the parameter values in 'alias-name' with the corresponding parameter values in 'target-prefix', 'target-port-range', 'target-fqdn', or 'target-uri'. The DOTS server indicates the result of processing the PUT request using CoAP Response Codes. CoAP 2.xx codes are success. CoAP 4.xx codes are some sort of invalid requests (client errors). COAP 5.xx codes are returned if the DOTS server is in an error state or is currently unavailable to provide mitigation in response to the mitigation request from the DOTS client. shows an example response to a PUT request that is successfully processed by a DOTS server (i.e., CoAP 2.xx Response Codes). This version of the specification forbids 'cuid' and 'cdid' (if used) to be returned in a response message body.

2.xx Response Body { "ietf-dots-signal-channel:mitigation-scope": { "scope": [ { "mid": 123, "lifetime": 3600 } ] } } If the request is missing a mandatory attribute, does not include 'cuid' or 'mid' Uri-Path options, includes multiple 'scope' parameters, or contains invalid or unknown parameters, the DOTS server MUST reply with 4.00 (Bad Request). DOTS agents can safely ignore comprehension-optional parameters they don't understand (). A DOTS server that receives a mitigation request with a 'lifetime' set to '0' MUST reply with a 4.00 (Bad Request). If the DOTS server does not find the 'mid' parameter value conveyed in the PUT request in its configuration data, it MAY accept the mitigation request by sending back a 2.01 (Created) response to the DOTS client; the DOTS server will consequently try to mitigate the attack. A DOTS server could reject mitigation requests when it is near capacity or needs to rate-limit a particular client, for example. The relative order of two mitigation requests with the same 'trigger-mitigation' type from a DOTS client is determined by comparing their respective 'mid' values. If two mitigation requests with the same 'trigger-mitigation' type have overlapping mitigation scopes, the mitigation request with the highest numeric 'mid' value will override the other mitigation request. Two mitigation requests from a DOTS client have overlapping scopes if there is a common IP address, IP prefix, FQDN, URI, or alias. To avoid maintaining a long list of overlapping mitigation requests (i.e., requests with the same 'trigger-mitigation' type and overlapping scopes) from a DOTS client and to avoid error-prone provisioning of mitigation requests from a DOTS client, the overlapped lower numeric 'mid' MUST be automatically deleted and no longer available at the DOTS server. For example, if the DOTS server receives a mitigation request that overlaps with an existing mitigation with a higher numeric 'mid', the DOTS server rejects the request by returning 4.09 (Conflict) to the DOTS client. The response includes enough information for a DOTS client to recognize the source of the conflict as described below in the 'conflict-information' subtree with only the relevant nodes listed:

conflict-information:

Indicates that a mitigation request is conflicting with another mitigation request. This optional attribute has the following structure:

conflict-cause:

Indicates the cause of the conflict. The following values are defined:

1:: Overlapping targets. 'conflict-scope' provides more details about the conflicting target clauses.

conflict-scope:

Characterizes the exact conflict scope. It may include a list of IP addresses, a list of prefixes, a list of port numbers, a list of target protocols, a list of FQDNs, a list of URIs, a list of aliases, or a 'mid'.

If the DOTS server receives a mitigation request that overlaps with an active mitigation request, but both have distinct 'trigger-mitigation' types, the DOTS server SHOULD deactivate (absent explicit policy/configuration otherwise) the mitigation request with 'trigger-mitigation' set to 'false'. Particularly, if the mitigation request with 'trigger-mitigation' set to 'false' is active, the DOTS server withdraws the mitigation request (i.e., status code is set to '7' as defined in ) and transitions the status of the mitigation request to '8'. Upon DOTS signal channel session loss with a peer DOTS client, the DOTS server SHOULD withdraw (absent explicit policy/configuration otherwise) any active mitigation requests that overlap with mitigation requests having 'trigger-mitigation' set to 'false' from that DOTS client, as the loss of the session implicitly activates these preconfigured mitigation requests, and they take precedence. Note that the active-but-terminating period is not observed for mitigations withdrawn at the initiative of the DOTS server. DOTS clients may adopt various strategies for setting the scopes of immediate and preconfigured mitigation requests to avoid potential conflicts. For example, a DOTS client may tweak preconfigured scopes so that the scope of any overlapping immediate mitigation request will be a subset of the preconfigured scopes. Also, if an immediate mitigation request overlaps with any of the preconfigured scopes, the DOTS client sets the scope of the overlapping immediate mitigation request to be a subset of the preconfigured scopes, so as to get a broad mitigation when the DOTS signal channel collapses and to maximize the chance of recovery. If the request conflicts with an existing mitigation request from a different DOTS client, the DOTS server may return 2.01 (Created) or 4.09 (Conflict) to the requesting DOTS client. If the DOTS server decides to maintain the new mitigation request, the DOTS server returns 2.01 (Created) to the requesting DOTS client. If the DOTS server decides to reject the new mitigation request, the DOTS server returns 4.09 (Conflict) to the requesting DOTS client. For both 2.01 (Created) and 4.09 (Conflict) responses, the response includes enough information for a DOTS client to recognize the source of the conflict as described below:

conflict-information:

Indicates that a mitigation request is conflicting with another mitigation request(s) from other DOTS client(s). This optional attribute has the following structure:

conflict-status:

Indicates the status of a conflicting mitigation request. The following values are defined:

1:: DOTS server has detected conflicting mitigation requests from different DOTS clients. This mitigation request is currently inactive until the conflicts are resolved. Another mitigation request is active.
2:: DOTS server has detected conflicting mitigation requests from different DOTS clients. This mitigation request is currently active.
3:: DOTS server has detected conflicting mitigation requests from different DOTS clients. All conflicting mitigation requests are inactive.

conflict-cause:

Indicates the cause of the conflict. The following values are defined:

1:: Overlapping targets. 'conflict-scope' provides more details about the conflicting target clauses.
2:: Conflicts with an existing accept-list. This code is returned when the DDoS mitigation detects source addresses/prefixes in the accept-listed ACLs are attacking the target.
3:: CUID Collision. This code is returned when a DOTS client uses a 'cuid' that is already used by another DOTS client. This code is an indication that the request has been rejected and a new request with a new 'cuid' is to be re-sent by the DOTS client (see the example shown in ). Note that 'conflict-status', 'conflict-scope', and 'retry-timer' MUST NOT be returned in the error response.

conflict-scope:

retry-timer:

Indicates, in seconds, the time after which the DOTS client may reissue the same request. The DOTS server returns 'retry-timer' only to DOTS client(s) for which a mitigation request is deactivated. Any retransmission of the same mitigation request before the expiry of this timer is likely to be rejected by the DOTS server for the same reasons. The 'retry-timer' SHOULD be equal to the lifetime of the active mitigation request resulting in the deactivation of the conflicting mitigation request. If the DOTS server decides to maintain a state for the deactivated mitigation request, the DOTS server updates the lifetime of the deactivated mitigation request to 'retry-timer + 45 seconds' (that is, this mitigation request remains deactivated for the entire duration of 'retry-timer + 45 seconds') so that the DOTS client can refresh the deactivated mitigation request after 'retry-timer' seconds, but before the expiry of the lifetime, and check if the conflict is resolved.

Example of Generating a New 'cuid' Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cuid=7eeaf349529eb55ed50113" Uri-Path: "mid=12" (1) Request with a conflicting 'cuid' { "ietf-dots-signal-channel:mitigation-scope": { "scope": [ { "conflict-information": { "conflict-cause": "cuid-collision" } } ] } } (2) Message body of the 4.09 (Conflict) response from the DOTS server Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cuid=f30d281ce6b64fc5a0b91e" Uri-Path: "mid=12" (3) Request with a new 'cuid' As an active attack evolves, DOTS clients can adjust the scope of requested mitigation as necessary, by refining the scope of resources requiring mitigation. This can be achieved by sending a PUT request with a new 'mid' value that will override the existing one with overlapping mitigation scopes. For a mitigation request to continue beyond the initial negotiated lifetime, the DOTS client has to refresh the current mitigation request by sending a new PUT request. This PUT request MUST use the same 'mid' value, and it MUST repeat all the other parameters as sent in the original mitigation request apart from a possible change to the 'lifetime' parameter value. In such a case, the DOTS server MAY update the mitigation request, and a 2.04 (Changed) response is returned to indicate a successful update of the mitigation request. If this is not the case, the DOTS server MUST reject the request with a 4.00 (Bad Request).

Retrieve Information Related to a Mitigation A GET request is used by a DOTS client to retrieve information (including status) of DOTS mitigations from a DOTS server. 'cuid' is a mandatory Uri-Path parameter for GET requests. Uri-Path parameters with empty values MUST NOT be present in a request. The same considerations for manipulating the 'cdid' parameter by server-domain DOTS gateways specified in MUST be followed for GET requests. The 'c' Uri-Query option is used to control selection of configuration and non-configuration data nodes. Concretely, the 'c' (content) parameter and its permitted values defined in can be used to retrieve non-configuration data (attack mitigation status), configuration data, or both. The DOTS server MAY support this optional filtering capability. It can safely ignore it if not supported. If the DOTS client supports the optional filtering capability, it SHOULD use "c=n" query (to get back only the dynamically changing data) or "c=c" query (to get back the static configuration values) when the DDoS attack is active to limit the size of the response. Permitted Values of the 'c' Parameter

Value	Description
c	Return only configuration descendant data nodes
n	Return only non-configuration descendant data nodes
a	Return all descendant data nodes

The DOTS client can use block-wise transfer to get the list of all its mitigations maintained by a DOTS server, it can send a Block2 Option in a GET request with NUM = 0 to aid in limiting the size of the response. If the representation of all the active mitigation requests associated with the DOTS client does not fit within a single datagram, the DOTS server MUST use the Block2 Option with NUM = 0 in the GET response. The Size2 Option may be conveyed in the response to indicate the total size of the resource representation. The DOTS client retrieves the rest of the representation by sending additional GET requests with Block2 Options containing NUM values greater than zero. The DOTS client MUST adhere to the block size preferences indicated by the DOTS server in the response. If the DOTS server uses the Block2 Option in the GET response, and the response is for a dynamically changing resource (e.g., "c=n" or "c=a" query), the DOTS server MUST include the ETag Option in the response. The DOTS client MUST include the same ETag value in subsequent GET requests to retrieve the rest of the representation. The following examples illustrate how a DOTS client retrieves active mitigation requests from a DOTS server. In particular:

shows the example of a GET request to retrieve all DOTS mitigation requests signaled by a DOTS client.
shows the example of a GET request to retrieve a specific DOTS mitigation request signaled by a DOTS client. The configuration data to be reported in the response is formatted in the same order as it was processed by the DOTS server in the original mitigation request.

These two examples assume the default of "c=a"; that is, the DOTS client asks for all data to be reported by the DOTS server.

GET to Retrieve All DOTS Mitigation Requests Header: GET (Code=0.01) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cuid=dz6pHjaADkaFTbjr0JGBpw" Observe: 0

GET to Retrieve a Specific DOTS Mitigation Request Header: GET (Code=0.01) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cuid=dz6pHjaADkaFTbjr0JGBpw" Uri-Path: "mid=12332" Observe: 0 If the DOTS server does not find the 'mid' Uri-Path value conveyed in the GET request in its configuration data for the requesting DOTS client, it MUST respond with a 4.04 (Not Found) error Response Code. Likewise, the same error MUST be returned as a response to a request to retrieve all mitigation records (i.e., 'mid' Uri-Path is not defined) of a given DOTS client if the DOTS server does not find any mitigation record for that DOTS client. As a reminder, a DOTS client is identified by its identity (e.g., client certificate, 'cuid') and optionally the 'cdid'. shows a response example of all active mitigation requests associated with the DOTS client as maintained by the DOTS server. The response indicates the mitigation status of each mitigation request.

Response Body to a GET Request { "ietf-dots-signal-channel:mitigation-scope": { "scope": [ { "mid": 12332, "mitigation-start": "1507818434", "target-prefix": [ "2001:db8:6401::1/128", "2001:db8:6401::2/128" ], "target-protocol": [ 17 ], "lifetime": 1756, "status": "attack-successfully-mitigated", "bytes-dropped": "134334555", "bps-dropped": "43344", "pkts-dropped": "333334444", "pps-dropped": "432432" }, { "mid": 12333, "mitigation-start": "1507818393", "target-prefix": [ "2001:db8:6401::1/128", "2001:db8:6401::2/128" ], "target-protocol": [ 6 ], "lifetime": 1755, "status": "attack-stopped", "bytes-dropped": "0", "bps-dropped": "0", "pkts-dropped": "0", "pps-dropped": "0" } ] } } The mitigation status parameters are described below:

mitigation-start:: Mitigation start time is expressed in seconds relative to 1970-01-01T00:00Z in UTC time (). The CBOR encoding is modified so that the leading tag 1 (epoch-based date/time) MUST be omitted. This is a mandatory attribute when an attack mitigation is active. Particularly, 'mitigation-start' is not returned for a mitigation with 'status' code set to 8.
lifetime:: The remaining lifetime of the mitigation request, in seconds. This is a mandatory attribute.
status:: Status of attack mitigation. The various possible values of 'status' parameter are explained in . This is a mandatory attribute.
bytes-dropped:: The total dropped byte count for the mitigation request since the attack mitigation was triggered. The count wraps around when it reaches the maximum value of unsigned integer64. This is an optional attribute.
bps-dropped:: The average number of dropped bytes per second for the mitigation request since the attack mitigation was triggered. This average SHOULD be over five-minute intervals (that is, measuring bytes into five-minute buckets and then averaging these buckets over the time since the mitigation was triggered). This is an optional attribute.
pkts-dropped:: The total number of dropped packet count for the mitigation request since the attack mitigation was triggered. The count wraps around when it reaches the maximum value of unsigned integer64. This is an optional attribute.
pps-dropped:: The average number of dropped packets per second for the mitigation request since the attack mitigation was triggered. This average SHOULD be over five-minute intervals (that is, measuring packets into five-minute buckets and then averaging these buckets over the time since the mitigation was triggered). This is an optional attribute.

Values of 'status' Parameter

Parameter Value	Description
1	Attack mitigation setup is in progress (e.g., changing the network path to redirect the inbound traffic to a DOTS mitigator).
2	Attack is being successfully mitigated (e.g., traffic is redirected to a DDoS mitigator and attack traffic is dropped).
3	Attack has stopped and the DOTS client can withdraw the mitigation request. This status code will be transmitted for immediate mitigation requests till the mitigation is withdrawn or the lifetime expires. For mitigation requests with preconfigured scopes (i.e., 'trigger-mitigation' set to 'false'), this status code will be transmitted four times and then transition to "8".
4	Attack has exceeded the mitigation provider capability.
5	DOTS client has withdrawn the mitigation request and the mitigation is active but terminating.
6	Attack mitigation is now terminated.
7	Attack mitigation is withdrawn (by the DOTS server). If a mitigation request with 'trigger-mitigation' set to 'false' is withdrawn because it overlaps with an immediate mitigation request, this status code will be transmitted four times and then transition to "8" for the mitigation request with preconfigured scopes.
8	Attack mitigation will be triggered for the mitigation request only when the DOTS signal channel session is lost.

DOTS Servers Sending Mitigation Status The Observe Option defined in extends the CoAP core protocol with a mechanism for a CoAP client to "observe" a resource on a CoAP server: the client retrieves a representation of the resource and requests this representation be updated by the server as long as the client is interested in the resource. DOTS implementations MUST use the Observe Option for both 'mitigate' and 'config' (). A DOTS client conveys the Observe Option set to '0' in the GET request to receive asynchronous notifications of attack mitigation status from the DOTS server. Unidirectional mitigation notifications within the bidirectional signal channel enables asynchronous notifications between the agents. indicates that (1) a notification can be sent in a Confirmable or a Non-confirmable message, and (2) the message type used is typically application dependent and may be determined by the server for each notification individually. For the DOTS server application, the message type MUST always be set to Non-confirmable even if the underlying COAP library elects a notification to be sent in a Confirmable message. This overrides the behavior defined in to send a Confirmable message instead of a Non-confirmable message at least every 24 hours for the following reasons: First, the DOTS signal channel uses a heartbeat mechanism to determine if the DOTS client is alive. Second, Confirmable messages are not suitable during an attack. Due to the higher likelihood of packet loss during a DDoS attack, the DOTS server periodically sends attack mitigation status to the DOTS client and also notifies the DOTS client whenever the status of the attack mitigation changes. If the DOTS server cannot maintain an RTT estimate, it MUST NOT send more than one asynchronous notification every 3 seconds, and SHOULD use an even less aggressive rate whenever possible (case 2 in ). When conflicting requests are detected, the DOTS server enforces the corresponding policy (e.g., accept all requests, reject all requests, accept only one request but reject all the others, etc.). It is assumed that this policy is supplied by the DOTS server administrator or that it is a default behavior of the DOTS server implementation. Then, the DOTS server sends a notification message(s) to the DOTS client(s) at the origin of the conflict (refer to the conflict parameters defined in ). A conflict notification message includes information about the conflict cause, scope, and the status of the mitigation request(s). For example:

A notification message with 'status' code set to '7 (Attack mitigation is withdrawn)' and 'conflict-status' set to '1' is sent to a DOTS client to indicate that an active mitigation request is deactivated because a conflict is detected.
A notification message with 'status' code set to '1 (Attack mitigation is in progress)' and 'conflict-status' set to '2' is sent to a DOTS client to indicate that this mitigation request is in progress, but a conflict is detected.

Upon receipt of a conflict notification message indicating that a mitigation request is deactivated because of a conflict, a DOTS client MUST NOT resend the same mitigation request before the expiry of 'retry-timer'. It is also recommended that DOTS clients support the means to alert administrators about mitigation conflicts. A DOTS client that is no longer interested in receiving notifications from the DOTS server can simply "forget" the observation. When the DOTS server sends the next notification, the DOTS client will not recognize the token in the message and, thus, will return a Reset message. This causes the DOTS server to remove the associated entry. Alternatively, the DOTS client can explicitly de-register itself by issuing a GET request that has the Token field set to the token of the observation to be canceled and includes an Observe Option with the value set to '1' (de-register). The latter is more deterministic and, thus, is RECOMMENDED. shows an example of a DOTS client requesting a DOTS server to send notifications related to a mitigation request. Note that for mitigations with preconfigured scopes (i.e., 'trigger-mitigation' set to 'false'), the state will need to transition from 3 (attack-stopped) to 8 (attack-mitigation-signal-loss).

DOTS Clients Polling for Mitigation Status The DOTS client can send the GET request at frequent intervals without the Observe Option to retrieve the configuration data of the mitigation request and non-configuration data (i.e., the attack status). DOTS clients MAY be configured with a policy indicating the frequency of polling DOTS servers to get the mitigation status. This frequency MUST NOT be more than one UDP datagram per RTT as discussed in . If the DOTS server has been able to mitigate the attack and the attack has stopped, the DOTS server indicates as such in the status. In such case, the DOTS client recalls the mitigation request by issuing a DELETE request for this mitigation request (). A DOTS client SHOULD react to the status of the attack per the information sent by the DOTS server rather than performing its own detection that the attack has been mitigated. This ensures that the DOTS client does not recall a mitigation request prematurely because it is possible that the DOTS client does not sense the DDoS attack on its resources, but the DOTS server could be actively mitigating the attack because the attack is not completely averted.

Efficacy Update from DOTS Clients While DDoS mitigation is in progress, due to the likelihood of packet loss, a DOTS client MAY periodically transmit DOTS mitigation efficacy updates to the relevant DOTS server. A PUT request is used to convey the mitigation efficacy update to the DOTS server. This PUT request is treated as a refresh of the current mitigation. The PUT request used for the efficacy update MUST include all the parameters used in the PUT request to carry the DOTS mitigation request () unchanged apart from the 'lifetime' parameter value. If this is not the case, the DOTS server MUST reject the request with a 4.00 (Bad Request). The If-Match Option () with an empty value is used to make the PUT request conditional on the current existence of the mitigation request. If UDP is used as transport, CoAP requests may arrive out of order. For example, the DOTS client may send a PUT request to convey an efficacy update to the DOTS server followed by a DELETE request to withdraw the mitigation request, but the DELETE request arrives at the DOTS server before the PUT request. To handle out-of-order delivery of requests, if an If-Match Option is present in the PUT request and the 'mid' in the request matches a mitigation request from that DOTS client, the request is processed by the DOTS server. If no match is found, the PUT request is silently ignored by the DOTS server. An example of an efficacy update message, which includes an If-Match Option with an empty value, is depicted in .

An Example of Efficacy Update Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cuid=dz6pHjaADkaFTbjr0JGBpw" Uri-Path: "mid=123" If-Match: Content-Format: "application/dots+cbor" { "ietf-dots-signal-channel:mitigation-scope": { "scope": [ { "target-prefix": [ "2001:db8:6401::1/128", "2001:db8:6401::2/128" ], "target-port-range": [ { "lower-port": 80 }, { "lower-port": 443 }, { "lower-port": 8080 } ], "target-protocol": [ 6 ], "attack-status": "under-attack" } ] } } The 'attack-status' parameter is a mandatory attribute when performing an efficacy update. The various possible values contained in the 'attack-status' parameter are described in . Values of 'attack-status' Parameter

Parameter Value	Description
1	The DOTS client determines that it is still under attack.
2	The DOTS client determines that the attack is successfully mitigated (e.g., attack traffic is not seen).

The DOTS server indicates the result of processing a PUT request using CoAP Response Codes. The Response Code 2.04 (Changed) is returned if the DOTS server has accepted the mitigation efficacy update. The error Response Code 5.03 (Service Unavailable) is returned if the DOTS server has erred or is incapable of performing the mitigation. As specified in , 5.03 uses Max-Age Option to indicate the number of seconds after which to retry.

Withdraw a Mitigation DELETE requests are used to withdraw DOTS mitigation requests from DOTS servers (). 'cuid' and 'mid' are mandatory Uri-Path parameters for DELETE requests. The same considerations for manipulating 'cdid' parameter by DOTS gateways, as specified in , MUST be followed for DELETE requests. Uri-Path parameters with empty values MUST NOT be present in a request.

Withdraw a DOTS Mitigation Header: DELETE (Code=0.04) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "mitigate" Uri-Path: "cuid=dz6pHjaADkaFTbjr0JGBpw" Uri-Path: "mid=123" If the DELETE request does not include 'cuid' and 'mid' parameters, the DOTS server MUST reply with a 4.00 (Bad Request). Once the request is validated, the DOTS server immediately acknowledges a DOTS client's request to withdraw the DOTS signal using 2.02 (Deleted) Response Code with no response payload. A 2.02 (Deleted) Response Code is returned even if the 'mid' parameter value conveyed in the DELETE request does not exist in its configuration data before the request. If the DOTS server finds the 'mid' parameter value conveyed in the DELETE request in its configuration data for the DOTS client, then to protect against route or DNS flapping caused by a DOTS client rapidly removing a mitigation, and to dampen the effect of oscillating attacks, the DOTS server MAY allow mitigation to continue for a limited period after acknowledging a DOTS client's withdrawal of a mitigation request. During this period, the DOTS server status messages SHOULD indicate that mitigation is active but terminating (). The initial active-but-terminating period SHOULD be sufficiently long to absorb latency incurred by route propagation. The active-but-terminating period SHOULD be set by default to 120 seconds. If the client requests mitigation again before the initial active-but-terminating period elapses, the DOTS server MAY exponentially increase (the base of the exponent is 2) the active-but-terminating period up to a maximum of 300 seconds (5 minutes). Once the active-but-terminating period elapses, the DOTS server MUST treat the mitigation as terminated, as the DOTS client is no longer responsible for the mitigation. If a mitigation is triggered due to a signal channel loss, the DOTS server relies upon normal triggers to stop that mitigation (typically, receipt of a valid DELETE request, expiry of the mitigation lifetime, or scrubbing the traffic to the attack target). In particular, the DOTS server MUST NOT consider the signal channel recovery as a trigger to stop the mitigation.

DOTS Signal Channel Session Configuration A DOTS client can negotiate, configure, and retrieve the DOTS signal channel session behavior with its DOTS peers. The DOTS signal channel can be used, for example, to configure the following:

Heartbeat interval (heartbeat-interval): DOTS agents regularly send heartbeats to each other after mutual authentication is successfully completed in order to keep the DOTS signal channel open. Heartbeat messages are exchanged between DOTS agents every 'heartbeat-interval' seconds to detect the current status of the DOTS signal channel session.
Missing heartbeats allowed (missing-hb-allowed): This variable indicates the maximum number of consecutive heartbeat messages for which a DOTS agent did not receive a response before concluding that the session is disconnected or defunct.
Acceptable probing rate (probing-rate): This parameter indicates the average data rate that must not be exceeded by a DOTS agent in sending to a peer DOTS agent that does not respond.
Acceptable signal loss ratio: Maximum retransmissions, retransmission timeout value, and other message transmission parameters for Confirmable messages over the DOTS signal channel.

When the DOTS signal channel is established over a reliable transport (e.g., TCP), there is no need for the reliability mechanisms provided by CoAP over UDP since the underlying TCP connection provides retransmissions and deduplication . As a reminder, CoAP over reliable transports does not support Confirmable or Non-confirmable message types. As such, the transmission-related parameters ('missing-hb-allowed' and acceptable signal loss ratio) are negotiated only for DOTS over unreliable transports. The same or distinct configuration sets may be used during times when a mitigation is active ('mitigating-config') and when no mitigation is active ('idle-config'). This is particularly useful for DOTS servers that might want to reduce heartbeat frequency or cease heartbeat exchanges when an active DOTS client has not requested mitigation. If distinct configurations are used, DOTS agents MUST follow the appropriate configuration set as a function of the mitigation activity (e.g., if no mitigation request is active (also referred to as 'idle' time), values related to 'idle-config' must be followed). Additionally, DOTS agents MUST automatically switch to the other configuration upon a change in the mitigation activity (e.g., if an attack mitigation is launched after an 'idle' time, the DOTS agent switches from values related to 'idle-config' to values related to 'mitigating-config'). CoAP requests and responses are indicated for reliable delivery by marking them as Confirmable messages. DOTS signal channel session configuration requests and responses are marked as Confirmable messages. As explained in , a Confirmable message is retransmitted using a default timeout and exponential backoff between retransmissions, until the DOTS server sends an Acknowledgement message (ACK) with the same Message ID conveyed from the DOTS client. Message transmission parameters are defined in . The DOTS server can either piggyback the response in the Acknowledgement message or, if the DOTS server cannot respond immediately to a request carried in a Confirmable message, it simply responds with an Empty Acknowledgement message so that the DOTS client can stop retransmitting the request. Empty Acknowledgement messages are explained in . When the response is ready, the server sends it in a new Confirmable message, which, in turn, needs to be acknowledged by the DOTS client (see Sections and of ). Requests and responses exchanged between DOTS agents during 'idle' time, except heartbeat messages, are marked as Confirmable messages.

Discover Configuration Parameters A GET request is used to obtain acceptable (e.g., minimum and maximum values) and current configuration parameters on the DOTS server for DOTS signal channel session configuration. This procedure occurs between a DOTS client and its immediate peer DOTS server. As such, this GET request MUST NOT be relayed by a DOTS gateway. shows how to obtain configuration parameters that the DOTS server will find acceptable.

GET to Retrieve Configuration Header: GET (Code=0.01) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "config" The DOTS server in the 2.05 (Content) response conveys the current, minimum, and maximum attribute values acceptable by the DOTS server ().

GET Configuration Response Body Schema { "ietf-dots-signal-channel:signal-config": { "mitigating-config": { "heartbeat-interval": { "max-value": number, "min-value": number, "current-value": number }, "missing-hb-allowed": { "max-value": number, "min-value": number, "current-value": number }, "probing-rate": { "max-value": number, "min-value": number, "current-value": number }, "max-retransmit": { "max-value": number, "min-value": number, "current-value": number }, "ack-timeout": { "max-value-decimal": "string", "min-value-decimal": "string", "current-value-decimal": "string" }, "ack-random-factor": { "max-value-decimal": "string", "min-value-decimal": "string", "current-value-decimal": "string" } }, "idle-config": { "heartbeat-interval": { "max-value": number, "min-value": number, "current-value": number }, "missing-hb-allowed": { "max-value": number, "min-value": number, "current-value": number }, "probing-rate": { "max-value": number, "min-value": number, "current-value": number }, "max-retransmit": { "max-value": number, "min-value": number, "current-value": number }, "ack-timeout": { "max-value-decimal": "string", "min-value-decimal": "string", "current-value-decimal": "string" }, "ack-random-factor": { "max-value-decimal": "string", "min-value-decimal": "string", "current-value-decimal": "string" } } } } The parameters in are described below:

mitigating-config:

Set of configuration parameters to use when a mitigation is active. The following parameters may be included:

heartbeat-interval:: Time interval in seconds between two consecutive heartbeat messages. '0' is used to disable the heartbeat mechanism. This is an optional attribute.
missing-hb-allowed:: Maximum number of consecutive heartbeat messages for which the DOTS agent did not receive a response before concluding that the session is disconnected. This is an optional attribute.
probing-rate:: The average data rate that must not be exceeded by a DOTS agent in sending to a peer DOTS agent that does not respond (referred to as PROBING_RATE parameter in CoAP). This is an optional attribute.
max-retransmit:: Maximum number of retransmissions for a message (referred to as MAX_RETRANSMIT parameter in CoAP). This is an optional attribute.
ack-timeout:: Timeout value in seconds used to calculate the initial retransmission timeout value (referred to as ACK_TIMEOUT parameter in CoAP). This is an optional attribute.
ack-random-factor:: Random factor used to influence the timing of retransmissions (referred to as ACK_RANDOM_FACTOR parameter in CoAP). This is an optional attribute.

idle-config:

Set of configuration parameters to use when no mitigation is active. This attribute has the same structure as 'mitigating-config'.

shows an example of acceptable and current configuration parameters on a DOTS server for DOTS signal channel session configuration. The same acceptable configuration is used during mitigation and idle times.

Example of a Configuration Response Body { "ietf-dots-signal-channel:signal-config": { "mitigating-config": { "heartbeat-interval": { "max-value": 240, "min-value": 15, "current-value": 30 }, "missing-hb-allowed": { "max-value": 20, "min-value": 3, "current-value": 15 }, "probing-rate": { "max-value": 20, "min-value": 5, "current-value": 15 }, "max-retransmit": { "max-value": 15, "min-value": 2, "current-value": 3 }, "ack-timeout": { "max-value-decimal": "30.00", "min-value-decimal": "1.00", "current-value-decimal": "2.00" }, "ack-random-factor": { "max-value-decimal": "4.00", "min-value-decimal": "1.10", "current-value-decimal": "1.50" } }, "idle-config": { "heartbeat-interval": { "max-value": 240, "min-value": 15, "current-value": 30 }, "missing-hb-allowed": { "max-value": 20, "min-value": 3, "current-value": 15 }, "probing-rate": { "max-value": 20, "min-value": 5, "current-value": 15 }, "max-retransmit": { "max-value": 15, "min-value": 2, "current-value": 3 }, "ack-timeout": { "max-value-decimal": "30.00", "min-value-decimal": "1.00", "current-value-decimal": "2.00" }, "ack-random-factor": { "max-value-decimal": "4.00", "min-value-decimal": "1.10", "current-value-decimal": "1.50" } } } }

Convey DOTS Signal Channel Session Configuration A PUT request (Figures and ) is used to convey the configuration parameters for the signal channel (e.g., heartbeat interval, maximum retransmissions). Message transmission parameters for CoAP are defined in . The RECOMMENDED values of transmission parameter values are 'ack-timeout' (2 seconds), 'max-retransmit' (3), and 'ack-random-factor' (1.5). In addition to those parameters, the RECOMMENDED specific DOTS transmission parameter values are 'heartbeat-interval' (30 seconds) and 'missing-hb-allowed' (15).

Note: 'heartbeat-interval' should be tweaked to also assist DOTS messages for NAT traversal (SIG-011 of ). According to , heartbeat messages must not be sent more frequently than once every 15 seconds and should use longer intervals when possible. Furthermore, recommends that NATs use a state timeout of 2 minutes or longer, but experience shows that sending packets every 15 to 30 seconds is necessary to prevent the majority of middleboxes from losing state for UDP flows. From that standpoint, the RECOMMENDED minimum 'heartbeat-interval' is 15 seconds and the RECOMMENDED maximum 'heartbeat-interval' is 240 seconds. The recommended value of 30 seconds is selected to anticipate the expiry of NAT state. A 'heartbeat-interval' of 30 seconds may be considered to be too chatty in some deployments. For such deployments, DOTS agents may negotiate longer 'heartbeat-interval' values to prevent any network overload with too frequent heartbeats. Different heartbeat intervals can be defined for 'mitigating-config' and 'idle-config' to reduce being too chatty during idle times. If there is an on-path translator between the DOTS client (standalone or part of a DOTS gateway) and the DOTS server, the 'mitigating-config' 'heartbeat-interval' has to be smaller than the translator session timeout. It is recommended that the 'idle-config' 'heartbeat-interval' also be smaller than the translator session timeout to prevent translator traversal issues or that it be disabled entirely. Means to discover the lifetime assigned by a translator are out of scope. Given that the size of the heartbeat request cannot exceed ('heartbeat-interval' * 'probing-rate') bytes, 'probing-rate' should be set appropriately to avoid slowing down heartbeat exchanges. For example, 'probing-rate' may be set to 2 * ("size of encrypted DOTS heartbeat request"/'heartbeat-interval') or (("size of encrypted DOTS heartbeat request" + "average size of an encrypted mitigation request")/'heartbeat-interval'). Absent any explicit configuration or inability to dynamically adjust 'probing-rate' values (), DOTS agents use 5 bytes/second as a default 'probing-rate' value.

If the DOTS agent wishes to change the default values of message transmission parameters, it SHOULD follow the guidance given in . The DOTS agents MUST use the negotiated values for message transmission parameters and default values for non-negotiated message transmission parameters. The signal channel session configuration is applicable to a single DOTS signal channel session between DOTS agents, so the 'cuid' Uri-Path MUST NOT be used.

PUT to Convey the DOTS Signal Channel Session Configuration Data Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "config" Uri-Path: "sid=123" Content-Format: "application/dots+cbor" { ... } The additional Uri-Path parameter to those defined in is as follows:

sid:: Session Identifier is an identifier for the DOTS signal channel session configuration data represented as an integer. This identifier MUST be generated by DOTS clients. 'sid' values MUST increase monotonically (when a new PUT is generated by a DOTS client to convey the configuration parameters for the signal channel). This is a mandatory attribute.

PUT to Convey the DOTS Signal Channel Session Configuration Data (Message Body Schema) { "ietf-dots-signal-channel:signal-config": { "mitigating-config": { "heartbeat-interval": { "current-value": number }, "missing-hb-allowed": { "current-value": number }, "probing-rate": { "current-value": number }, "max-retransmit": { "current-value": number }, "ack-timeout": { "current-value-decimal": "string" }, "ack-random-factor": { "current-value-decimal": "string" } }, "idle-config": { "heartbeat-interval": { "current-value": number }, "missing-hb-allowed": { "current-value": number }, "probing-rate": { "current-value": number }, "max-retransmit": { "current-value": number }, "ack-timeout": { "current-value-decimal": "string" }, "ack-random-factor": { "current-value-decimal": "string" } } } } The meaning of the parameters in the CBOR body () is defined in . At least one of the attributes 'heartbeat-interval', 'missing-hb-allowed', 'probing-rate', 'max-retransmit', 'ack-timeout', and 'ack-random-factor' MUST be present in the PUT request. Note that 'heartbeat-interval', 'missing-hb-allowed', 'probing-rate', 'max-retransmit', 'ack-timeout', and 'ack-random-factor', if present, do not need to be provided for both 'mitigating-config', and 'idle-config' in a PUT request. The PUT request with a higher numeric 'sid' value overrides the DOTS signal channel session configuration data installed by a PUT request with a lower numeric 'sid' value. To avoid maintaining a long list of 'sid' requests from a DOTS client, the lower numeric 'sid' MUST be automatically deleted and no longer available at the DOTS server. shows a PUT request example to convey the configuration parameters for the DOTS signal channel. In this example, the heartbeat mechanism is disabled when no mitigation is active, while the heartbeat interval is set to '30' when a mitigation is active.

PUT to Convey the Configuration Parameters Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "config" Uri-Path: "sid=123" Content-Format: "application/dots+cbor" { "ietf-dots-signal-channel:signal-config": { "mitigating-config": { "heartbeat-interval": { "current-value": 30 }, "missing-hb-allowed": { "current-value": 15 }, "probing-rate": { "current-value": 15 }, "max-retransmit": { "current-value": 3 }, "ack-timeout": { "current-value-decimal": "2.00" }, "ack-random-factor": { "current-value-decimal": "1.50" } }, "idle-config": { "heartbeat-interval": { "current-value": 0 }, "max-retransmit": { "current-value": 3 }, "ack-timeout": { "current-value-decimal": "2.00" }, "ack-random-factor": { "current-value-decimal": "1.50" } } } } The DOTS server indicates the result of processing the PUT request using CoAP Response Codes:

If the request is missing a mandatory attribute, does not include a 'sid' Uri-Path, or contains one or more invalid or unknown parameters, 4.00 (Bad Request) MUST be returned in the response.
If the DOTS server does not find the 'sid' parameter value conveyed in the PUT request in its configuration data and if the DOTS server has accepted the configuration parameters, then a Response Code 2.01 (Created) MUST be returned in the response.
If the DOTS server finds the 'sid' parameter value conveyed in the PUT request in its configuration data and if the DOTS server has accepted the updated configuration parameters, 2.04 (Changed) MUST be returned in the response.
If any of the 'heartbeat-interval', 'missing-hb-allowed', 'probing-rate', 'max-retransmit', 'target-protocol', 'ack-timeout', and 'ack-random-factor' attribute values are not acceptable to the DOTS server, 4.22 (Unprocessable Entity) MUST be returned in the response. Upon receipt of this error code, the DOTS client SHOULD retrieve the maximum and minimum attribute values acceptable to the DOTS server (). The DOTS client may retry and send the PUT request with updated attribute values acceptable to the DOTS server.

A DOTS client may issue a GET message with a 'sid' Uri-Path parameter to retrieve the negotiated configuration. The response does not need to include 'sid' in its message body.

Configuration Freshness and Notifications Max-Age Option () SHOULD be returned by a DOTS server to associate a validity time with a configuration it sends. This feature allows the update of the configuration data if a change occurs at the DOTS server side. For example, the new configuration may instruct a DOTS client to cease heartbeats or reduce heartbeat frequency. It is NOT RECOMMENDED to return a Max-Age Option set to 0. Returning a Max-Age Option set to 2³²-1 is equivalent to associating an infinite lifetime with the configuration. If a non-zero value of Max-Age Option is received by a DOTS client, it MUST issue a GET request with a 'sid' Uri-Path parameter to retrieve the current and acceptable configuration before the expiry of the value enclosed in the Max-Age Option. This request is considered by the client and the server to be a means to refresh the configuration parameters for the signal channel. When a DDoS attack is active, refresh requests MUST NOT be sent by DOTS clients, and the DOTS server MUST NOT terminate the (D)TLS session after the expiry of the value returned in Max-Age Option. If Max-Age Option is not returned in a response, the DOTS client initiates GET requests to refresh the configuration parameters each 60 seconds (). To prevent such overload, it is RECOMMENDED that DOTS servers return a Max-Age Option in GET responses. Considerations related to which value to use and how such a value is set are implementation and deployment specific. If an Observe Option set to 0 is included in the configuration request, the DOTS server sends notifications of any configuration change (). If a DOTS server detects that a misbehaving DOTS client does not contact the DOTS server after the expiry of Max-Age to retrieve the signal channel configuration data, it MAY terminate the (D)TLS session. A (D)TLS session is terminated by the receipt of an authenticated message that closes the connection (e.g., a fatal alert ()).

Delete DOTS Signal Channel Session Configuration A DELETE request is used to delete the installed DOTS signal channel session configuration data ().

Delete Configuration Header: DELETE (Code=0.04) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "config" Uri-Path: "sid=123" The DOTS server resets the DOTS signal channel session configuration back to the default values and acknowledges a DOTS client's request to remove the DOTS signal channel session configuration using 2.02 (Deleted) Response Code. Upon bootstrapping or reboot, a DOTS client MAY send a DELETE request to set the configuration parameters to default values. Such a request does not include any 'sid'.

Redirected Signaling Redirected DOTS signaling is discussed in detail in . If a DOTS server wants to redirect a DOTS client to an alternative DOTS server for a signal session, then the Response Code 5.03 (Service Unavailable) will be returned in the response to the DOTS client. The DOTS server can return the error Response Code 5.03 in response to a request from the DOTS client or convey the error Response Code 5.03 in a unidirectional notification response from the DOTS server. The DOTS server in the error response conveys the alternate DOTS server's FQDN, and the alternate DOTS server's IP address(es) values in the CBOR body ().

Redirected Server Error Response Body Schema { "ietf-dots-signal-channel:redirected-signal": { "alt-server": "string", "alt-server-record": [ "string" ] } } The parameters are described below:

alt-server:: FQDN of an alternate DOTS server. This is a mandatory attribute.
alt-server-record:: A list of IP addresses of an alternate DOTS server. This is an optional attribute.

The DOTS server returns the Time to Live (TTL) of the alternate DOTS server in a Max-Age Option. That is, the time interval that the alternate DOTS server may be cached for use by a DOTS client. A Max-Age Option set to 2³²-1 is equivalent to receiving an infinite TTL. This value means that the alternate DOTS server is to be used until the alternate DOTS server redirects the traffic with another 5.03 response that conveys an alternate server's FQDN. A Max-Age Option set to '0' may be returned for redirecting mitigation requests. Such a value means that the redirection applies only for the mitigation request in progress. Returning short TTL in a Max-Age Option may adversely impact DOTS clients on slow links. Returning short values should be avoided under such conditions. If the alternate DOTS server TTL has expired, the DOTS client MUST use the DOTS server(s) that was provisioned using means discussed in . This fallback mechanism is triggered immediately upon expiry of the TTL, except when a DDoS attack is active. Requests issued by misbehaving DOTS clients that do not honor the TTL conveyed in the Max-Age Option or react to explicit redirect messages can be rejected by DOTS servers. shows a 5.03 response example to convey the DOTS alternate server 'alt-server.example' together with its IP addresses 2001:db8:6401::1 and 2001:db8:6401::2.

Example of Redirected Server Error Response Body { "ietf-dots-signal-channel:redirected-signal": { "alt-server": "alt-server.example", "alt-server-record": [ "2001:db8:6401::1", "2001:db8:6401::2" ] } } When the DOTS client receives a 5.03 response with an alternate server included, it considers the current request to have failed, but it SHOULD try resending the request to the alternate DOTS server. During a DDoS attack, the DNS server may be the target of another DDoS attack, the alternate DOTS server's IP addresses conveyed in the 5.03 response help the DOTS client skip the DNS lookup of the alternate DOTS server, at the cost of trusting the first DOTS server to provide accurate information. The DOTS client can then try to establish a UDP or a TCP session with the alternate DOTS server. The DOTS client MAY implement a method to construct IPv4-embedded IPv6 addresses ; this is required to handle the scenario where an IPv6-only DOTS client communicates with an IPv4-only alternate DOTS server. If the DOTS client has been redirected to a DOTS server with which it has already communicated within the last five (5) minutes, it MUST ignore the redirection and try to contact other DOTS servers listed in the local configuration or discovered using dynamic means such as DHCP or SRV procedures . It is RECOMMENDED that DOTS clients support the means to alert administrators about redirect loops.

Heartbeat Mechanism To provide an indication of signal health and to distinguish an 'idle' signal channel from a 'disconnected' or 'defunct' session, the DOTS agent sends a heartbeat over the signal channel to maintain its half of the channel (also, aligned with the "consents" recommendation in ). The DOTS agent similarly expects a heartbeat from its peer DOTS agent, and it may consider a session terminated in the prolonged absence of a peer agent heartbeat. Concretely, while the communication between the DOTS agents is otherwise quiescent, the DOTS client will probe the DOTS server to ensure it has maintained cryptographic state and vice versa. Such probes can also keep the bindings of firewalls and/or stateful translators alive. This probing reduces the frequency of establishing a new handshake when a DOTS signal needs to be conveyed to the DOTS server. The DOTS heartbeat mechanism uses Non-confirmable PUT requests () with an expected 2.04 (Changed) Response Code (). This procedure occurs between a DOTS agent and its immediate peer DOTS agent. As such, this PUT request MUST NOT be relayed by a DOTS gateway. The PUT request used for DOTS heartbeat MUST NOT have a 'cuid', 'cdid', or 'mid' Uri-Path.

PUT to Check Peer DOTS Agent Is Responding Header: PUT (Code=0.03) Uri-Path: ".well-known" Uri-Path: "dots" Uri-Path: "hb" Content-Format: "application/dots+cbor" { "ietf-dots-signal-channel:heartbeat": { "peer-hb-status": true } } The mandatory 'peer-hb-status' attribute is set to 'true' (or 'false') to indicate that a DOTS agent is (or is not) receiving heartbeat messages from its peer in the last (2 * 'heartbeat-interval') period. Such information can be used by a peer DOTS agent to detect or confirm connectivity issues and react accordingly. For example, if a DOTS client receives a 2.04 response for its heartbeat messages but no server-initiated heartbeat messages, the DOTS client sets 'peer-hb-status' to 'false'. The DOTS server then will need to try another strategy for sending the heartbeats (e.g., adjust the heartbeat interval or send a server-initiated heartbeat immediately after receiving a client-initiated heartbeat message).

Response to a DOTS Heartbeat Request Header: (Code=2.04) DOTS servers MAY trigger their heartbeat requests immediately after receiving heartbeat probes from peer DOTS clients. As a reminder, it is the responsibility of DOTS clients to ensure that on-path translators/firewalls are maintaining a binding so that the same external IP address and/or port number is retained for the DOTS signal channel session. Under normal traffic conditions (i.e., no attack is ongoing), if a DOTS agent does not receive any response from the peer DOTS agent for 'missing-hb-allowed' number of consecutive heartbeat messages, it concludes that the DOTS signal channel session is disconnected. The DOTS client MUST then try to reestablish the DOTS signal channel session, preferably by resuming the (D)TLS session. In case of a massive DDoS attack that saturates the incoming link(s) to the DOTS client, all traffic from the DOTS server to the DOTS client will likely be dropped, although the DOTS server receives heartbeat requests in addition to DOTS messages sent by the DOTS client. In this scenario, DOTS clients MUST behave differently to handle message transmission and DOTS signal channel session liveliness during link saturation:

The DOTS client MUST NOT consider the DOTS signal channel session terminated even after a maximum 'missing-hb-allowed' threshold is reached. The DOTS client SHOULD keep on using the current DOTS signal channel session to send heartbeat requests over it, so that the DOTS server knows the DOTS client has not disconnected the DOTS signal channel session. After the maximum 'missing-hb-allowed' threshold is reached, the DOTS client SHOULD try to establish a new DOTS signal channel session. The DOTS client SHOULD send mitigation requests over the current DOTS signal channel session and, in parallel, send the mitigation requests over the new DOTS signal channel session. This may be handled, for example, by resumption of the (D)TLS session or using 0-RTT mode in DTLS 1.3 to piggyback the mitigation request in the ClientHello message. As soon as the link is no longer saturated, if traffic from the DOTS server reaches the DOTS client over the current DOTS signal channel session, the DOTS client can stop the new DOTS signal channel session attempt or if a new DOTS signal channel session is successful then disconnect the current DOTS signal channel session.

If the DOTS server receives traffic from the peer DOTS client (e.g., peer DOTS client-initiated heartbeats) but the maximum 'missing-hb-allowed' threshold is reached, the DOTS server MUST NOT consider the DOTS signal channel session disconnected. The DOTS server MUST keep on using the current DOTS signal channel session so that the DOTS client can send mitigation requests over the current DOTS signal channel session. In this case, the DOTS server can identify that the DOTS client is under attack and that the inbound link to the DOTS client (domain) is saturated. Furthermore, if the DOTS server does not receive a mitigation request from the DOTS client, it implies that the DOTS client has not detected the attack or, if an attack mitigation is in progress, it implies that the applied DDoS mitigation actions are not yet effectively handling the DDoS attack volume. If the DOTS server does not receive any traffic from the peer DOTS client during the time span required to exhaust the maximum 'missing-hb-allowed' threshold, the DOTS server concludes the session is disconnected. The DOTS server can then trigger preconfigured mitigation requests for this DOTS client (if any). In DOTS over TCP, the sender of a DOTS heartbeat message has to allow up to 'heartbeat-interval' seconds when waiting for a heartbeat reply. When a failure is detected by a DOTS client, it proceeds with the session recovery, following the same approach as the one used for unreliable transports.

DOTS Signal Channel YANG Modules This document defines a YANG module for DOTS mitigation scope, DOTS signal channel session configuration data, DOTS redirection signaling, and DOTS heartbeats. This YANG module (ietf-dots-signal-channel) defines the DOTS client interaction with the DOTS server as seen by the DOTS client. A DOTS server is allowed to update the non-configurable 'ro' entities in the responses. This YANG module is not intended to be used via NETCONF/RESTCONF for DOTS server management purposes; such a module is out of the scope of this document. It serves only to provide a data model and encoding, but not a management data model. A companion YANG module is defined to include a collection of types defined by IANA: "iana-dots-signal-channel" ().

IANA DOTS Signal Channel YANG Module module iana-dots-signal-channel { yang-version 1.1; namespace "urn:ietf:params:xml:ns:yang:iana-dots-signal-channel"; prefix iana-signal; organization "IANA"; contact "Internet Assigned Numbers Authority Postal: ICANN 12025 Waterfront Drive, Suite 300 Los Angeles, CA 90094-2536 United States of America Tel: +1 310 301 5800 <mailto:iana@iana.org>"; description "This module contains a collection of YANG data types defined by IANA and used for DOTS signal channel protocol. Copyright (c) 2020 IETF Trust and the persons identified as authors of the code. All rights reserved. Redistribution and use in source and binary forms, with or without modification, is permitted pursuant to, and subject to the license terms contained in, the Simplified BSD License set forth in Section 4.c of the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info). This version of this YANG module is part of RFC 8782; see the RFC itself for full legal notices."; revision 2020-05-28 { description "Initial revision."; reference "RFC 8782: Distributed Denial-of-Service Open Threat Signaling (DOTS) Signal Channel Specification"; } typedef status { type enumeration { enum attack-mitigation-in-progress { value 1; description "Attack mitigation setup is in progress (e.g., changing the network path to reroute the inbound traffic to DOTS mitigator)."; } enum attack-successfully-mitigated { value 2; description "Attack is being successfully mitigated (e.g., traffic is redirected to a DDoS mitigator and attack traffic is dropped or blackholed)."; } enum attack-stopped { value 3; description "Attack has stopped and the DOTS client can withdraw the mitigation request."; } enum attack-exceeded-capability { value 4; description "Attack has exceeded the mitigation provider capability."; } enum dots-client-withdrawn-mitigation { value 5; description "DOTS client has withdrawn the mitigation request and the mitigation is active but terminating."; } enum attack-mitigation-terminated { value 6; description "Attack mitigation is now terminated."; } enum attack-mitigation-withdrawn { value 7; description "Attack mitigation is withdrawn."; } enum attack-mitigation-signal-loss { value 8; description "Attack mitigation will be triggered for the mitigation request only when the DOTS signal channel session is lost."; } } description "Enumeration for status reported by the DOTS server."; } typedef conflict-status { type enumeration { enum request-inactive-other-active { value 1; description "DOTS Server has detected conflicting mitigation requests from different DOTS clients. This mitigation request is currently inactive until the conflicts are resolved. Another mitigation request is active."; } enum request-active { value 2; description "DOTS Server has detected conflicting mitigation requests from different DOTS clients. This mitigation request is currently active."; } enum all-requests-inactive { value 3; description "DOTS Server has detected conflicting mitigation requests from different DOTS clients. All conflicting mitigation requests are inactive."; } } description "Enumeration for conflict status."; } typedef conflict-cause { type enumeration { enum overlapping-targets { value 1; description "Overlapping targets. conflict-scope provides more details about the exact conflict."; } enum conflict-with-acceptlist { value 2; description "Conflicts with an existing accept-list. This code is returned when the DDoS mitigation detects that some of the source addresses/prefixes listed in the accept-list ACLs are actually attacking the target."; } enum cuid-collision { value 3; description "Conflicts with the cuid used by another DOTS client."; } } description "Enumeration for conflict causes."; } typedef attack-status { type enumeration { enum under-attack { value 1; description "The DOTS client determines that it is still under attack."; } enum attack-successfully-mitigated { value 2; description "The DOTS client determines that the attack is successfully mitigated."; } } description "Enumeration for attack status codes."; } }

IETF DOTS Signal Channel YANG Module This module uses the common YANG types defined in and types defined in . module ietf-dots-signal-channel { yang-version 1.1; namespace "urn:ietf:params:xml:ns:yang:ietf-dots-signal-channel"; prefix signal; import ietf-inet-types { prefix inet; reference "Section 4 of RFC 6991"; } import ietf-yang-types { prefix yang; reference "Section 3 of RFC 6991"; } import ietf-dots-data-channel { prefix ietf-data; reference "RFC 8783: Distributed Denial-of-Service Open Threat Signaling (DOTS) Data Channel Specification"; } import iana-dots-signal-channel { prefix iana-signal; } organization "IETF DDoS Open Threat Signaling (DOTS) Working Group"; contact "WG Web: <https://datatracker.ietf.org/wg/dots/> WG List: <mailto:dots@ietf.org> Editor: Konda, Tirumaleswar Reddy.K <mailto:TirumaleswarReddy_Konda@McAfee.com> Editor: Mohamed Boucadair <mailto:mohamed.boucadair@orange.com> Author: Prashanth Patil <mailto:praspati@cisco.com> Author: Andrew Mortensen <mailto:amortensen@arbor.net> Author: Nik Teague <mailto:nteague@ironmountain.co.uk>"; description "This module contains YANG definition for the signaling messages exchanged between a DOTS client and a DOTS server. Copyright (c) 2020 IETF Trust and the persons identified as authors of the code. All rights reserved. Redistribution and use in source and binary forms, with or without modification, is permitted pursuant to, and subject to the license terms contained in, the Simplified BSD License set forth in Section 4.c of the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info). This version of this YANG module is part of RFC 8782; see the RFC itself for full legal notices."; revision 2020-05-28 { description "Initial revision."; reference "RFC 8782: Distributed Denial-of-Service Open Threat Signaling (DOTS) Signal Channel Specification"; } /* * Groupings */ grouping mitigation-scope { description "Specifies the scope of the mitigation request."; list scope { key "cuid mid"; description "The scope of the request."; leaf cdid { type string; description "The cdid should be included by a server-domain DOTS gateway to propagate the client domain identification information from the gateway's client-facing side to the gateway's server-facing side, and from the gateway's server-facing side to the DOTS server. It may be used by the final DOTS server for policy enforcement purposes."; } leaf cuid { type string; description "A unique identifier that is generated by a DOTS client to prevent request collisions. It is expected that the cuid will remain consistent throughout the lifetime of the DOTS client."; } leaf mid { type uint32; description "Mitigation request identifier. This identifier must be unique for each mitigation request bound to the DOTS client."; } uses ietf-data:target; leaf-list alias-name { type string; description "An alias name that points to a resource."; } leaf lifetime { type int32; units "seconds"; default "3600"; description "Indicates the lifetime of the mitigation request. A lifetime of '0' in a mitigation request is an invalid value. A lifetime of negative one (-1) indicates indefinite lifetime for the mitigation request."; } leaf trigger-mitigation { type boolean; default "true"; description "If set to 'false', DDoS mitigation will not be triggered unless the DOTS signal channel session is lost."; } leaf mitigation-start { type uint64; config false; description "Mitigation start time is represented in seconds relative to 1970-01-01T00:00:00Z in UTC time."; } leaf status { type iana-signal:status; config false; description "Indicates the status of a mitigation request. It must be included in responses only."; } container conflict-information { config false; description "Indicates that a conflict is detected. Must only be used for responses."; leaf conflict-status { type iana-signal:conflict-status; description "Indicates the conflict status."; } leaf conflict-cause { type iana-signal:conflict-cause; description "Indicates the cause of the conflict."; } leaf retry-timer { type uint32; units "seconds"; description "The DOTS client must not resend the same request that has a conflict before the expiry of this timer."; } container conflict-scope { description "Provides more information about the conflict scope."; uses ietf-data:target { when "/dots-signal/scope/conflict-information/" + "conflict-cause = 'overlapping-targets'"; } leaf-list alias-name { when "../../conflict-cause = 'overlapping-targets'"; type string; description "Conflicting alias-name."; } list acl-list { when "../../conflict-cause = 'conflict-with-acceptlist'"; key "acl-name"; description "List of conflicting ACLs as defined in the DOTS data channel. These ACLs are uniquely defined by cuid and acl-name."; leaf acl-name { type leafref { path "/ietf-data:dots-data/ietf-data:dots-client/" + "ietf-data:acls/ietf-data:acl/ietf-data:name"; } description "Reference to the conflicting ACL name bound to a DOTS client."; } leaf acl-type { type leafref { path "/ietf-data:dots-data/ietf-data:dots-client/" + "ietf-data:acls/ietf-data:acl/ietf-data:type"; } description "Reference to the conflicting ACL type bound to a DOTS client."; } } leaf mid { when "../../conflict-cause = 'overlapping-targets'"; type leafref { path "../../../mid"; } description "Reference to the conflicting 'mid' bound to the same DOTS client."; } } } leaf bytes-dropped { type yang:zero-based-counter64; units "bytes"; config false; description "The total dropped byte count for the mitigation request since the attack mitigation was triggered. The count wraps around when it reaches the maximum value of counter64 for dropped bytes."; } leaf bps-dropped { type yang:gauge64; config false; description "The average number of dropped bits per second for the mitigation request since the attack mitigation was triggered. This should be over five-minute intervals (that is, measuring bytes into five-minute buckets and then averaging these buckets over the time since the mitigation was triggered)."; } leaf pkts-dropped { type yang:zero-based-counter64; config false; description "The total number of dropped packet count for the mitigation request since the attack mitigation was triggered. The count wraps around when it reaches the maximum value of counter64 for dropped packets."; } leaf pps-dropped { type yang:gauge64; config false; description "The average number of dropped packets per second for the mitigation request since the attack mitigation was triggered. This should be over five-minute intervals (that is, measuring packets into five-minute buckets and then averaging these buckets over the time since the mitigation was triggered)."; } leaf attack-status { type iana-signal:attack-status; description "Indicates the status of an attack as seen by the DOTS client."; } } } grouping config-parameters { description "Subset of DOTS signal channel session configuration."; container heartbeat-interval { description "DOTS agents regularly send heartbeats to each other after mutual authentication is successfully completed in order to keep the DOTS signal channel open."; leaf max-value { type uint16; units "seconds"; config false; description "Maximum acceptable heartbeat-interval value."; } leaf min-value { type uint16; units "seconds"; config false; description "Minimum acceptable heartbeat-interval value."; } leaf current-value { type uint16; units "seconds"; default "30"; description "Current heartbeat-interval value. '0' means that heartbeat mechanism is deactivated."; } } container missing-hb-allowed { description "Maximum number of missing heartbeats allowed."; leaf max-value { type uint16; config false; description "Maximum acceptable missing-hb-allowed value."; } leaf min-value { type uint16; config false; description "Minimum acceptable missing-hb-allowed value."; } leaf current-value { type uint16; default "15"; description "Current missing-hb-allowed value."; } } container probing-rate { description "The limit for sending Non-confirmable messages with no response."; leaf max-value { type uint16; units "byte/second"; config false; description "Maximum acceptable probing-rate value."; } leaf min-value { type uint16; units "byte/second"; config false; description "Minimum acceptable probing-rate value."; } leaf current-value { type uint16; units "byte/second"; default "5"; description "Current probing-rate value."; } } container max-retransmit { description "Maximum number of retransmissions of a Confirmable message."; leaf max-value { type uint16; config false; description "Maximum acceptable max-retransmit value."; } leaf min-value { type uint16; config false; description "Minimum acceptable max-retransmit value."; } leaf current-value { type uint16; default "3"; description "Current max-retransmit value."; } } container ack-timeout { description "Initial retransmission timeout value."; leaf max-value-decimal { type decimal64 { fraction-digits 2; } units "seconds"; config false; description "Maximum ack-timeout value."; } leaf min-value-decimal { type decimal64 { fraction-digits 2; } units "seconds"; config false; description "Minimum ack-timeout value."; } leaf current-value-decimal { type decimal64 { fraction-digits 2; } units "seconds"; default "2"; description "Current ack-timeout value."; } } container ack-random-factor { description "Random factor used to influence the timing of retransmissions."; leaf max-value-decimal { type decimal64 { fraction-digits 2; } config false; description "Maximum acceptable ack-random-factor value."; } leaf min-value-decimal { type decimal64 { fraction-digits 2; } config false; description "Minimum acceptable ack-random-factor value."; } leaf current-value-decimal { type decimal64 { fraction-digits 2; } default "1.5"; description "Current ack-random-factor value."; } } } grouping signal-config { description "DOTS signal channel session configuration."; leaf sid { type uint32; mandatory true; description "An identifier for the DOTS signal channel session configuration data."; } container mitigating-config { description "Configuration parameters to use when a mitigation is active."; uses config-parameters; } container idle-config { description "Configuration parameters to use when no mitigation is active."; uses config-parameters; } } grouping redirected-signal { description "Grouping for the redirected signaling."; leaf alt-server { type string; config false; mandatory true; description "FQDN of an alternate server."; } leaf-list alt-server-record { type inet:ip-address; config false; description "List of records for the alternate server."; } } /* * Main Container for DOTS Signal Channel */ container dots-signal { description "Main container for DOTS signal message. A DOTS signal message can be a mitigation, a configuration, or a redirected signal message."; choice message-type { description "Can be a mitigation, a configuration, or a redirect message."; case mitigation-scope { description "Mitigation scope of a mitigation message."; uses mitigation-scope; } case signal-config { description "Configuration message."; uses signal-config; } case redirected-signal { description "Redirected signaling."; uses redirected-signal; } case heartbeat { description "DOTS heartbeats."; leaf peer-hb-status { type boolean; mandatory true; description "Indicates whether a DOTS agent receives heartbeats from its peer. The value is set to 'true' if the DOTS agent is receiving heartbeat messages from its peer."; } } } } }

YANG/JSON Mapping Parameters to CBOR All parameters in the payload of the DOTS signal channel MUST be mapped to CBOR types as shown in and are assigned an integer key to save space.

Note: Implementers must check that the mapping output provided by their YANG-to-CBOR encoding schemes is aligned with the content of . For example, some CBOR and JSON types for enumerations and the 64-bit quantities can differ depending on the encoder used.

The CBOR key values are divided into two types: comprehension-required and comprehension-optional. DOTS agents can safely ignore comprehension-optional values they don't understand, but they cannot successfully process a request if it contains comprehension-required values that are not understood. The 4.00 response SHOULD include a diagnostic payload describing the unknown comprehension-required CBOR key values. The initial set of CBOR key values defined in this specification are of type comprehension-required. CBOR Key Values Used in DOTS Signal Channel Messages & Their Mappings to JSON and YANG

Parameter Name	YANG Type	CBOR Key	CBOR Major Type & Information	JSON Type
ietf-dots-signal-channel:mitigation-scope	container	1	5 map	Object
scope	list	2	4 array	Array
cdid	string	3	3 text string	String
cuid	string	4	3 text string	String
mid	uint32	5	0 unsigned	Number
target-prefix	leaf-list	6	4 array	Array
target-prefix	inet:ip-prefix		3 text string	String
target-port-range	list	7	4 array	Array
lower-port	inet:port-number	8	0 unsigned	Number
upper-port	inet:port-number	9	0 unsigned	Number
target-protocol	leaf-list	10	4 array	Array
target-protocol	uint8		0 unsigned	Number
target-fqdn	leaf-list	11	4 array	Array
target-fqdn	inet:domain-name		3 text string	String
target-uri	leaf-list	12	4 array	Array
target-uri	inet:uri		3 text string	String
alias-name	leaf-list	13	4 array	Array
alias-name	string		3 text string	String
lifetime	int32	14	0 unsigned	Number
lifetime	int32	14	1 negative	Number
mitigation-start	uint64	15	0 unsigned	String
status	enumeration	16	0 unsigned	String
conflict-information	container	17	5 map	Object
conflict-status	enumeration	18	0 unsigned	String
conflict-cause	enumeration	19	0 unsigned	String
retry-timer	uint32	20	0 unsigned	String
conflict-scope	container	21	5 map	Object
acl-list	list	22	4 array	Array
acl-name	leafref	23	3 text string	String
acl-type	leafref	24	3 text string	String
bytes-dropped	yang:zero-based-counter64	25	0 unsigned	String
bps-dropped	yang:gauge64	26	0 unsigned	String
pkts-dropped	yang:zero-based-counter64	27	0 unsigned	String
pps-dropped	yang:gauge64	28	0 unsigned	String
attack-status	enumeration	29	0 unsigned	String
ietf-dots-signal-channel:signal-config	container	30	5 map	Object
sid	uint32	31	0 unsigned	Number
mitigating-config	container	32	5 map	Object
heartbeat-interval	container	33	5 map	Object
max-value	uint16	34	0 unsigned	Number
min-value	uint16	35	0 unsigned	Number
current-value	uint16	36	0 unsigned	Number
missing-hb-allowed	container	37	5 map	Object
max-retransmit	container	38	5 map	Object
ack-timeout	container	39	5 map	Object
ack-random-factor	container	40	5 map	Object
max-value-decimal	decimal64	41	6 tag 4 [-2, integer]	String
min-value-decimal	decimal64	42	6 tag 4 [-2, integer]	String
current-value-decimal	decimal64	43	6 tag 4 [-2, integer]	String
idle-config	container	44	5 map	Object
trigger-mitigation	boolean	45	7 bits 20	False
trigger-mitigation	boolean	45	7 bits 21	True
ietf-dots-signal-channel:redirected-signal	container	46	5 map	Object
alt-server	string	47	3 text string	String
alt-server-record	leaf-list	48	4 array	Array
alt-server-record	inet:ip-address		3 text string	String
ietf-dots-signal-channel:heartbeat	container	49	5 map	Object
probing-rate	container	50	5 map	Object
peer-hb-status	boolean	51	7 bits 20	False
peer-hb-status	boolean	51	7 bits 21	True

(D)TLS Protocol Profile and Performance Considerations

(D)TLS Protocol Profile This section defines the (D)TLS protocol profile of DOTS signal channel over (D)TLS and DOTS data channel over TLS. There are known attacks on (D)TLS, such as man-in-the-middle and protocol downgrade attacks. These are general attacks on (D)TLS and, as such, they are not specific to DOTS over (D)TLS; refer to the (D)TLS RFCs for discussion of these security issues. DOTS agents MUST adhere to the (D)TLS implementation recommendations and security considerations of except with respect to (D)TLS version. Because DOTS signal channel encryption relying upon (D)TLS is virtually a greenfield deployment, DOTS agents MUST implement only (D)TLS 1.2 or later. When a DOTS client is configured with a domain name of the DOTS server, and it connects to its configured DOTS server, the server may present it with a PKIX certificate. In order to ensure proper authentication, a DOTS client MUST verify the entire certification path per . Additionally, the DOTS client MUST use validation techniques to compare the domain name with the certificate provided. Certification authorities that issue DOTS server certificates SHOULD support the DNS-ID and SRV-ID identifier types. DOTS servers SHOULD prefer the use of DNS-ID and SRV-ID over CN-ID identifier types in certificate requests (as described in ), and the wildcard character '*' SHOULD NOT be included in the presented identifier. DOTS doesn't use URI-IDs for server identity verification. A key challenge to deploying DOTS is the provisioning of DOTS clients, including the distribution of keying material to DOTS clients to enable the required mutual authentication of DOTS agents. Enrollment over Secure Transport (EST) defines a method of certificate enrollment by which domains operating DOTS servers may provide DOTS clients with all the necessary cryptographic keying material, including a private key and a certificate, to authenticate themselves. One deployment option is to have DOTS clients behave as EST clients for certificate enrollment from an EST server provisioned by the mitigation provider. This document does not specify which EST or other mechanism the DOTS client uses to achieve initial enrollment. The Server Name Indication (SNI) extension i defines a mechanism for a client to tell a (D)TLS server the name of the server it wants to contact. This is a useful extension for hosting environments where multiple virtual servers are reachable over a single IP address. The DOTS client may or may not know if it is interacting with a DOTS server in a virtual server hosting environment, so the DOTS client SHOULD include the DOTS server FQDN in the SNI extension. Implementations compliant with this profile MUST implement all of the following items:

DTLS record replay detection () or an equivalent mechanism to protect against replay attacks.
DTLS session resumption without server-side state to resume session and convey the DOTS signal.
At least one of raw public keys or PSK handshake with (EC)DHE key exchange. This reduces the size of the ServerHello. Also, this can be used by DOTS agents that cannot obtain certificates.

Implementations compliant with this profile SHOULD implement all of the following items to reduce the delay required to deliver a DOTS signal channel message:

TLS False Start , which reduces round-trips by allowing the TLS client's second flight of messages (ChangeCipherSpec) to also contain the DOTS signal. TLS False Start is formally defined for use with TLS, but the same technique is applicable to DTLS as well.
Cached Information Extension which avoids transmitting the server's certificate and certificate chain if the client has cached that information from a previous TLS handshake.

Compared to UDP, DOTS signal channel over TCP requires an additional round-trip time (RTT) of latency to establish a TCP connection. DOTS implementations are encouraged to implement TCP Fast Open to eliminate that RTT.

(D)TLS 1.3 Considerations TLS 1.3 provides critical latency improvements for connection establishment over TLS 1.2. The DTLS 1.3 protocol is based upon the TLS 1.3 protocol and provides equivalent security guarantees. (D)TLS 1.3 provides two basic handshake modes the DOTS signal channel can take advantage of:

A full handshake mode in which a DOTS client can send a DOTS mitigation request message after one round trip and the DOTS server immediately responds with a DOTS mitigation response. This assumes no packet loss is experienced.
0-RTT mode in which the DOTS client can authenticate itself and send DOTS mitigation request messages in the first message, thus reducing handshake latency. 0-RTT only works if the DOTS client has previously communicated with that DOTS server, which is very likely with the DOTS signal channel.

The DOTS client has to establish a (D)TLS session with the DOTS server during 'idle' time and share a PSK. During a DDoS attack, the DOTS client can use the (D)TLS session to convey the DOTS mitigation request message and, if there is no response from the server after multiple retries, the DOTS client can resume the (D)TLS session in 0-RTT mode using PSK. DOTS servers that support (D)TLS 1.3 MAY allow DOTS clients to send early data (0-RTT). DOTS clients MUST NOT send "CoAP Ping" as early data; such messages MUST be rejected by DOTS servers. discusses some mechanisms to implement in order to limit the impact of replay attacks on 0-RTT data. If the DOTS server accepts 0-RTT, it MUST implement one of these mechanisms to prevent replay at the TLS layer. A DOTS server can reject 0-RTT by sending a TLS HelloRetryRequest. The DOTS signal channel messages sent as early data by the DOTS client are idempotent requests. As a reminder, the Message ID () is changed each time a new CoAP request is sent, and the Token () is randomized in each CoAP request. The DOTS server(s) MUST use the Message ID and the Token in the DOTS signal channel message to detect replay of early data at the application layer and accept 0-RTT data at most once from the same DOTS client. This anti-replay defense requires sharing the Message ID and the Token in the 0-RTT data between DOTS servers in the DOTS server domain. DOTS servers do not rely on transport coordinates to identify DOTS peers. As specified in , DOTS servers couple the DOTS signal channel sessions using the DOTS client identity and optionally the 'cdid' parameter value. Furthermore, the 'mid' value is monotonically increased by the DOTS client for each mitigation request, thus attackers that replay mitigation requests with lower numeric 'mid' values and overlapping scopes with mitigation requests having higher numeric 'mid' values will be rejected systematically by the DOTS server. Likewise, the 'sid' value is monotonically increased by the DOTS client for each configuration request (); attackers replaying configuration requests with lower numeric 'sid' values will be rejected by the DOTS server if it maintains a higher numeric 'sid' value for this DOTS client. Owing to the aforementioned protections, all DOTS signal channel requests are safe to transmit in TLS 1.3 as early data. Refer to for more details. A simplified TLS 1.3 handshake with 0-RTT DOTS mitigation request message exchange is shown in .

A Simplified TLS 1.3 Handshake with 0-RTT DOTS Client DOTS Server ClientHello (0-RTT DOTS signal message) --------> ServerHello {EncryptedExtensions} {Finished} <-------- [DOTS signal message] (end_of_early_data) {Finished} --------> [DOTS signal message] <-------> [DOTS signal message] Note that: () Indicates messages protected 0-RTT keys {} Indicates messages protected using handshake keys [] Indicates messages protected using 1-RTT keys

DTLS MTU and Fragmentation To avoid DOTS signal message fragmentation and the subsequent decreased probability of message delivery, DOTS agents MUST ensure that the DTLS record fits within a single datagram. As a reminder, DTLS handles fragmentation and reassembly only for handshake messages and not for the application data (). If the path MTU (PMTU) cannot be discovered, DOTS agents MUST assume a PMTU of 1280 bytes, as IPv6 requires that every link in the Internet have an MTU of 1280 octets or greater as specified in . If IPv4 support on legacy or otherwise unusual networks is a consideration and the PMTU is unknown, DOTS implementations MAY assume a PMTU of 576 bytes for IPv4 datagrams, as every IPv4 host must be capable of receiving a packet whose length is equal to 576 bytes as discussed in and . The DOTS client must consider the amount of record expansion expected by the DTLS processing when calculating the size of the CoAP message that fits within the PMTU. PMTU MUST be greater than or equal to [CoAP message size + DTLS 1.2 overhead of 13 octets + authentication overhead of the negotiated DTLS cipher suite + block padding] (). If the total request size exceeds the PMTU, then the DOTS client MUST split the DOTS signal into separate messages; for example, the list of addresses in the 'target-prefix' parameter could be split into multiple lists and each list conveyed in a new PUT request.

Mutual Authentication of DOTS Agents & Authorization of DOTS Clients (D)TLS based upon client certificates can be used for mutual authentication between DOTS agents. If, for example, a DOTS gateway is involved, DOTS clients and DOTS gateways must perform mutual authentication; only authorized DOTS clients are allowed to send DOTS signals to a DOTS gateway. The DOTS gateway and the DOTS server must perform mutual authentication; a DOTS server only allows DOTS signal channel messages from an authorized DOTS gateway, thereby creating a two-link chain of transitive authentication between the DOTS client and the DOTS server. The DOTS server should support certificate-based client authentication. The DOTS client should respond to the DOTS server's TLS CertificateRequest message with the PKIX certificate held by the DOTS client. DOTS client certificate validation must be performed per , and the DOTS client certificate must conform to the certificate profile. If a DOTS client does not support TLS client certificate authentication, it must support client authentication based on pre-shared key or raw public key.

Example of Authentication and Authorization of DOTS Agents +---------------------------------------------+ | example.com domain +---------+ | | | AAA | | | +---------------+ | Server | | | | Application | +------+--+ | | | server +<---------------+ ^ | | | (DOTS client) | | | | | +---------------+ | | | | V V | example.net domain | +-----+----+--+ | +---------------+ | +--------------+ | | | | | | | Guest +<----x---->+ DOTS +<----->+ DOTS | | | (DOTS client)| | gateway | | | server | | +--------------+ | | | | | | +----+--------+ | +---------------+ | ^ | | | | | +----------------+ | | | | DDoS detector | | | | | (DOTS client) +<-------------+ | | +----------------+ | +---------------------------------------------+ In the example depicted in , the DOTS gateway and DOTS clients within the 'example.com' domain mutually authenticate. After the DOTS gateway validates the identity of a DOTS client, it communicates with the AAA server in the 'example.com' domain to determine if the DOTS client is authorized to request DDoS mitigation. If the DOTS client is not authorized, a 4.01 (Unauthorized) is returned in the response to the DOTS client. In this example, the DOTS gateway only allows the application server and DDoS attack detector to request DDoS mitigation, but does not permit the user of type 'guest' to request DDoS mitigation. Also, DOTS gateways and servers located in different domains must perform mutual authentication (e.g., using certificates). A DOTS server will only allow a DOTS gateway with a certificate for a particular domain to request mitigation for that domain. In reference to , the DOTS server only allows the DOTS gateway to request mitigation for the 'example.com' domain and not for other domains.

IANA Considerations

DOTS Signal Channel UDP and TCP Port Number IANA has assigned the port number 4646 (the ASCII decimal value for ".." (DOTS)) to the DOTS signal channel protocol for both UDP and TCP from the "Service Name and Transport Protocol Port Number Registry" available at .

Service Name:

dots-signal

Port Number:

4646

Transport Protocol:

TCP

Description:

Distributed Denial-of-Service Open Threat Signaling (DOTS) Signal Channel

Assignee:

IESG

Contact:

IETF Chair

Registration Date:

2020-01-16

Reference:

[RFC8782]
Service Name:

dots-signal

Port Number:

4646

Transport Protocol:

UDP

Description:

Distributed Denial-of-Service Open Threat Signaling (DOTS) Signal Channel

Assignee:

IESG

Contact:

IETF Chair

Registration Date:

2020-01-16

Reference:

[RFC8782]

Well-Known 'dots' URI IANA has registered the 'dots' well-known URI () in the Well-Known URIs registry () as defined by : 'dots' Well-Known URI

URI Suffix	Change Controller	Reference	Status	Related information
dots	IETF	[RFC8782]	permanent	None

Media Type Registration IANA has registered the "application/dots+cbor" media type in the "Media Types" registry in the manner described in , which can be used to indicate that the content is a DOTS signal channel object: Type name: application Subtype name: dots+cbor Required parameters: N/A Optional parameters: N/A Encoding considerations: binary Security considerations: See the Security Considerations section of [RFC8782]. Interoperability considerations: N/A Published specification: [RFC8782] Applications that use this media type: DOTS agents sending DOTS messages over CoAP over (D)TLS. Fragment identifier considerations: N/A Additional information:

Deprecated alias names for this type: N/A
Magic number(s): N/A
File extension(s): N/A
Macintosh file type code(s): N/A

Person & email address to contact for further information: IESG, iesg@ietf.org Intended usage: COMMON Restrictions on usage: none Author: See Authors' Addresses section. Change controller: IESG Provisional registration? No

CoAP Content-Formats Registration IANA has registered the CoAP Content-Format ID for the "application/dots+cbor" media type in the "CoAP Content-Formats" registry :

Media Type: application/dots+cbor
Encoding: -
ID: 271
Reference: [RFC8782]

CBOR Tag Registration This section defines the DOTS CBOR tag as another means for applications to declare that a CBOR data structure is a DOTS signal channel object. Its use is optional and is intended for use in cases in which this information would not otherwise be known. The DOTS CBOR tag is not required for DOTS signal channel protocol version specified in this document. If present, the DOTS tag MUST prefix a DOTS signal channel object. IANA has registered the DOTS signal channel CBOR tag in the "CBOR Tags" registry :

Tag: 271
Data Item: DDoS Open Threat Signaling (DOTS) signal channel object
Semantics: DDoS Open Threat Signaling (DOTS) signal channel object, as defined in [RFC8782]
Reference: [RFC8782]

DOTS Signal Channel Protocol Registry IANA has created a new registry titled the "Distributed Denial-of-Service Open Threat Signaling (DOTS) Signal Channel" registry. The following sections define subregistries.

DOTS Signal Channel CBOR Key Values Subregistry IANA has created a new subregistry titled "DOTS Signal Channel CBOR Key Values". The structure of this subregistry is provided in . provides the registry as initially populated with the values in .

Registration Template

Parameter name:: Parameter name as used in the DOTS signal channel.
CBOR Key Value:: Key value for the parameter. The key value MUST be an integer in the 1-65535 range. The key values of the comprehension-required range (0x0001 - 0x3FFF) and of the comprehension-optional range (0x8000 - 0xBFFF) are assigned by IETF Review (). The key values of the comprehension-optional range (0x4000 - 0x7FFF) are assigned by Specification Required () and of the comprehension-optional range (0xC000 - 0xFFFF) are reserved for Private Use (). Registration requests for the 0x4000 - 0x7FFF range are evaluated after a three-week review period on the dots-signal-reg-review@ietf.org mailing list, on the advice of one or more Designated Experts. However, to allow for the allocation of values prior to publication, the Designated Experts may approve registration once they are satisfied that such a specification will be published. New registration requests should be sent in the form of an email to the review mailing list; the request should use an appropriate subject (e.g., "Request to register CBOR Key Value for DOTS: example"). IANA will only accept new registrations from the Designated Experts, and it will check that review was requested on the mailing list in accordance with these procedures. Within the review period, the Designated Experts will either approve or deny the registration request, communicating this decision to the review list and IANA. Denials should include an explanation and, if applicable, suggestions as to how to make the request successful. Registration requests that are undetermined for a period longer than 21 days can be brought to the IESG's attention (using the iesg@ietf.org mailing list) for resolution. Criteria that should be applied by the Designated Experts include determining whether the proposed registration duplicates existing functionality, whether it is likely to be of general applicability or whether it is useful only for a single use case, and whether the registration description is clear. IANA must only accept registry updates to the 0x4000 - 0x7FFF range from the Designated Experts and should direct all requests for registration to the review mailing list. It is suggested that multiple Designated Experts be appointed. In cases where a registration decision could be perceived as creating a conflict of interest for a particular Expert, that Expert should defer to the judgment of the other Experts.
CBOR Major Type:: CBOR Major type and optional tag for the parameter.
Change Controller:: For Standards Track RFCs, list the "IESG". For others, give the name of the responsible party. Other details (e.g., email address) may also be included.
Specification Document(s):: Reference to the document or documents that specify the parameter, preferably including URIs that can be used to retrieve copies of the documents. An indication of the relevant sections may also be included but is not required.

Initial Subregistry Content Initial DOTS Signal Channel CBOR Key Values Registry

Parameter Name	CBOR Key Value	CBOR Major Type	Change Controller	Specification Document(s)
Reserved	0			[RFC8782]
ietf-dots-signal-channel:mitigation-scope	1	5	IESG	[RFC8782]
scope	2	4	IESG	[RFC8782]
cdid	3	3	IESG	[RFC8782]
cuid	4	3	IESG	[RFC8782]
mid	5	0	IESG	[RFC8782]
target-prefix	6	4	IESG	[RFC8782]
target-port-range	7	4	IESG	[RFC8782]
lower-port	8	0	IESG	[RFC8782]
upper-port	9	0	IESG	[RFC8782]
target-protocol	10	4	IESG	[RFC8782]
target-fqdn	11	4	IESG	[RFC8782]
target-uri	12	4	IESG	[RFC8782]
alias-name	13	4	IESG	[RFC8782]
lifetime	14	0/1	IESG	[RFC8782]
mitigation-start	15	0	IESG	[RFC8782]
status	16	0	IESG	[RFC8782]
conflict-information	17	5	IESG	[RFC8782]
conflict-status	18	0	IESG	[RFC8782]
conflict-cause	19	0	IESG	[RFC8782]
retry-timer	20	0	IESG	[RFC8782]
conflict-scope	21	5	IESG	[RFC8782]
acl-list	22	4	IESG	[RFC8782]
acl-name	23	3	IESG	[RFC8782]
acl-type	24	3	IESG	[RFC8782]
bytes-dropped	25	0	IESG	[RFC8782]
bps-dropped	26	0	IESG	[RFC8782]
pkts-dropped	27	0	IESG	[RFC8782]
pps-dropped	28	0	IESG	[RFC8782]
attack-status	29	0	IESG	[RFC8782]
ietf-dots-signal-channel:signal-config	30	5	IESG	[RFC8782]
sid	31	0	IESG	[RFC8782]
mitigating-config	32	5	IESG	[RFC8782]
heartbeat-interval	33	5	IESG	[RFC8782]
min-value	34	0	IESG	[RFC8782]
max-value	35	0	IESG	[RFC8782]
current-value	36	0	IESG	[RFC8782]
missing-hb-allowed	37	5	IESG	[RFC8782]
max-retransmit	38	5	IESG	[RFC8782]
ack-timeout	39	5	IESG	[RFC8782]
ack-random-factor	40	5	IESG	[RFC8782]
min-value-decimal	41	6tag4	IESG	[RFC8782]
max-value-decimal	42	6tag4	IESG	[RFC8782]
current-value-decimal	43	6tag4	IESG	[RFC8782]
idle-config	44	5	IESG	[RFC8782]
trigger-mitigation	45	7	IESG	[RFC8782]
ietf-dots-signal-channel:redirected-signal	46	5	IESG	[RFC8782]
alt-server	47	3	IESG	[RFC8782]
alt-server-record	48	4	IESG	[RFC8782]
ietf-dots-signal-channel:heartbeat	49	5	IESG	[RFC8782]
probing-rate	50	5	IESG	[RFC8782]
peer-hb-status	51	7	IESG	[RFC8782]
Unassigned	52-49151
Reserved for Private Use	49152-65535			[RFC8782]

Status Codes Subregistry IANA has created a new subregistry titled "DOTS Signal Channel Status Codes". Codes in this registry are used as valid values of 'status' parameter. The registry is initially populated with the following values: Initial DOTS Signal Channel Status Codes

Code	Label	Description	Reference
0	Reserved		[RFC8782]
1	attack-mitigation-in-progress	Attack mitigation setup is in progress (e.g., changing the network path to redirect the inbound traffic to a DOTS mitigator).	[RFC8782]
2	attack-successfully-mitigated	Attack is being successfully mitigated (e.g., traffic is redirected to a DDoS mitigator and attack traffic is dropped).	[RFC8782]
3	attack-stopped	Attack has stopped and the DOTS client can withdraw the mitigation request.	[RFC8782]
4	attack-exceeded-capability	Attack has exceeded the mitigation provider capability.	[RFC8782]
5	dots-client-withdrawn-mitigation	DOTS client has withdrawn the mitigation request and the mitigation is active but terminating.	[RFC8782]
6	attack-mitigation-terminated	Attack mitigation is now terminated.	[RFC8782]
7	attack-mitigation-withdrawn	Attack mitigation is withdrawn.	[RFC8782]
8	attack-mitigation-signal-loss	Attack mitigation will be triggered for the mitigation request only when the DOTS signal channel session is lost.	[RFC8782]
9-2147483647	Unassigned

New codes can be assigned via Standards Action .

Conflict Status Codes Subregistry IANA has created a new subregistry titled "DOTS Signal Channel Conflict Status Codes". Codes in this registry are used as valid values of 'conflict-status' parameter. The registry is initially populated with the following values: Initial DOTS Signal Channel Conflict Status Codes

Code	Label	Description	Reference
0	Reserved		[RFC8782]
1	request-inactive-other-active	DOTS server has detected conflicting mitigation requests from different DOTS clients. This mitigation request is currently inactive until the conflicts are resolved. Another mitigation request is active.	[RFC8782]
2	request-active	DOTS server has detected conflicting mitigation requests from different DOTS clients. This mitigation request is currently active.	[RFC8782]
3	all-requests-inactive	DOTS server has detected conflicting mitigation requests from different DOTS clients. All conflicting mitigation requests are inactive.	[RFC8782]
4-2147483647	Unassigned

New codes can be assigned via Standards Action .

Conflict Cause Codes Subregistry IANA has created a new subregistry titled "DOTS Signal Channel Conflict Cause Codes". Codes in this registry are used as valid values of 'conflict-cause' parameter. The registry is initially populated with the following values: Initial DOTS Signal Channel Conflict Cause Codes

Code	Label	Description	Reference
0	Reserved		[RFC8782]
1	overlapping-targets	Overlapping targets.	[RFC8782]
2	conflict-with-acceptlist	Conflicts with an existing accept-list. This code is returned when the DDoS mitigation detects source addresses/prefixes in the accept-listed ACLs are attacking the target.	[RFC8782]
3	cuid-collision	CUID Collision. This code is returned when a DOTS client uses a 'cuid' that is already used by another DOTS client.	[RFC8782]
4-2147483647	Unassigned

New codes can be assigned via Standards Action .

Attack Status Codes Subregistry IANA has created a new subregistry titled "DOTS Signal Channel Attack Status Codes". Codes in this registry are used as valid values of 'attack-status' parameter. The registry is initially populated with the following values: Initial DOTS Signal Channel Attack Status Codes

Code	Label	Description	Reference
0	Reserved		[RFC8782]
1	under-attack	The DOTS client determines that it is still under attack.	[RFC8782]
2	attack-successfully-mitigated	The DOTS client determines that the attack is successfully mitigated.	[RFC8782]
3-2147483647	Unassigned

New codes can be assigned via Standards Action .

DOTS Signal Channel YANG Modules IANA has registered the following URIs in the "ns" subregistry within the "IETF XML Registry" :

URI:

urn:ietf:params:xml:ns:yang:ietf-dots-signal-channel

Registrant Contact:

The IESG.

XML:

N/A; the requested URI is an XML namespace.
URI:

urn:ietf:params:xml:ns:yang:iana-dots-signal-channel

Registrant Contact:

IANA.

XML:

N/A; the requested URI is an XML namespace.

IANA has registered the following YANG modules in the "YANG Module Names" subregistry within the "YANG Parameters" registry.

Name:

ietf-dots-signal-channel

Maintained by IANA:

N

Namespace:

urn:ietf:params:xml:ns:yang:ietf-dots-signal-channel

Prefix:

signal

Reference:

RFC8782
Name:

iana-dots-signal-channel

Maintained by IANA:

Y

Namespace:

urn:ietf:params:xml:ns:yang:iana-dots-signal-channel

Prefix:

iana-signal

Reference:

RFC8782

This document defines the initial version of the IANA-maintained iana-dots-signal-channel YANG module. IANA has added this note:

Status, conflict status, conflict cause, and attack status values must not be directly added to the iana-dots-signal-channel YANG module. They must instead be respectively added to the "DOTS Status Codes", "DOTS Conflict Status Codes", "DOTS Conflict Cause Codes", and "DOTS Attack Status Codes" registries.

When a 'status', 'conflict-status', 'conflict-cause', or 'attack-status' value is respectively added to the "DOTS Status Codes", "DOTS Conflict Status Codes", "DOTS Conflict Cause Codes", or "DOTS Attack Status Codes" registry, a new "enum" statement must be added to the iana-dots-signal-channel YANG module. The following "enum" statement, and substatements thereof, should be defined:

"enum":: Replicates the label from the registry.
"value":: Contains the IANA-assigned value corresponding to the 'status', 'conflict-status', 'conflict-cause', or 'attack-status'.
"description":: Replicates the description from the registry.
"reference":: Replicates the reference from the registry and adds the title of the document.

When the iana-dots-signal-channel YANG module is updated, a new "revision" statement must be added in front of the existing revision statements. IANA added this note to "DOTS Status Codes", "DOTS Conflict Status Codes", "DOTS Conflict Cause Codes", and "DOTS Attack Status Codes" registries:

When this registry is modified, the YANG module iana-dots-signal-channel must be updated as defined in [RFC8782].

Security Considerations High-level DOTS security considerations are documented in and . Authenticated encryption MUST be used for data confidentiality and message integrity. The interaction between the DOTS agents requires Datagram Transport Layer Security (DTLS) or Transport Layer Security (TLS) with a cipher suite offering confidentiality protection, and the guidance given in MUST be followed to avoid attacks on (D)TLS. The (D)TLS protocol profile used for the DOTS signal channel is specified in . If TCP is used between DOTS agents, an attacker may be able to inject RST packets, bogus application segments, etc., regardless of whether TLS authentication is used. Because the application data is TLS protected, this will not result in the application receiving bogus data, but it will constitute a DoS on the connection. This attack can be countered by using TCP Authentication Option (TCP-AO) . Although not widely adopted, if TCP-AO is used, then any bogus packets injected by an attacker will be rejected by the TCP-AO integrity check and therefore will never reach the TLS layer. If the 'cuid' is guessable, a misbehaving DOTS client from within the client's domain can use the 'cuid' of another DOTS client of the domain to delete or alter active mitigations. For this attack vector to happen, the misbehaving client needs to pass the security validation checks by the DOTS server, and eventually the checks of a client-domain DOTS gateway. A similar attack can be achieved by a compromised DOTS client that can sniff the TLS 1.2 handshake, use the client certificate to identify the 'cuid' used by another DOTS client. This attack is not possible if algorithms such as version 4 Universally Unique IDentifiers (UUIDs) in are used to generate the 'cuid' because such UUIDs are not a deterministic function of the client certificate. Likewise, this attack is not possible with TLS 1.3 because most of the TLS handshake is encrypted and the client certificate is not visible to eavesdroppers. A compromised DOTS client can collude with a DDoS attacker to send mitigation request for a target resource, get the mitigation efficacy from the DOTS server, and convey the mitigation efficacy to the DDoS attacker to possibly change the DDoS attack strategy. Obviously, signaling an attack by the compromised DOTS client to the DOTS server will trigger attack mitigation. This attack can be prevented by monitoring and auditing DOTS clients to detect misbehavior and to deter misuse, and by only authorizing the DOTS client to request mitigation for specific target resources (e.g., an application server is authorized to request mitigation for its IP addresses, but a DDoS mitigator can request mitigation for any target resource in the network). Furthermore, DOTS clients are typically co-located on network security services (e.g., firewall), and a compromised security service potentially can do a lot more damage to the network. Rate-limiting DOTS requests, including those with new 'cuid' values, from the same DOTS client defend against DoS attacks that would result in varying the 'cuid' to exhaust DOTS server resources. Rate-limit policies SHOULD be enforced on DOTS gateways (if deployed) and DOTS servers. In order to prevent leaking internal information outside a client's domain, DOTS gateways located in the client domain SHOULD NOT reveal the identification information that pertains to internal DOTS clients (e.g., source IP address, client's hostname) unless explicitly configured to do so. DOTS servers MUST verify that requesting DOTS clients are entitled to trigger actions on a given IP prefix. That is, only actions on IP resources that belong to the DOTS client's domain MUST be authorized by a DOTS server. The exact mechanism for the DOTS servers to validate that the target prefixes are within the scope of the DOTS client domain is deployment specific. The presence of DOTS gateways may lead to infinite forwarding loops, which is undesirable. To prevent and detect such loops, this document uses the Hop-Limit option. When FQDNs are used as targets, the DOTS server MUST rely upon DNS privacy-enabling protocols (e.g., DNS over TLS or DNS over HTTPS (DoH) ) to prevent eavesdroppers from possibly identifying the target resources protected by the DDoS mitigation service to ensure the target FQDN resolution is authentic (e.g., DNSSEC ). CoAP-specific security considerations are discussed in , while CBOR-related security considerations are discussed in .

References Normative References Internet Protocol Requirements for Internet Hosts - Communication Layers This RFC is an official specification for the Internet community. It incorporates by reference, amends, corrects, and supplements the primary protocol standards documents relating to hosts. [STANDARDS-TRACK] Key words for use in RFCs to Indicate Requirement Levels In many standards track documents several words are used to signify the requirements in the specification. These words are often capitalized. This document defines these words as they should be interpreted in IETF documents. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. The IETF XML Registry This document describes an IANA maintained registry for IETF standards which use Extensible Markup Language (XML) related items such as Namespaces, Document Type Declarations (DTDs), Schemas, and Resource Description Framework (RDF) Schemas. Uniform Resource Identifier (URI): Generic Syntax A Uniform Resource Identifier (URI) is a compact sequence of characters that identifies an abstract or physical resource. This specification defines the generic URI syntax and a process for resolving URI references that might be in relative form, along with guidelines and security considerations for the use of URIs on the Internet. The URI syntax defines a grammar that is a superset of all valid URIs, allowing an implementation to parse the common components of a URI reference without knowing the scheme-specific requirements of every possible identifier. This specification does not define a generative grammar for URIs; that task is performed by the individual specifications of each URI scheme. [STANDARDS-TRACK] Pre-Shared Key Ciphersuites for Transport Layer Security (TLS) This document specifies three sets of new ciphersuites for the Transport Layer Security (TLS) protocol to support authentication based on pre-shared keys (PSKs). These pre-shared keys are symmetric keys, shared in advance among the communicating parties. The first set of ciphersuites uses only symmetric key operations for authentication. The second set uses a Diffie-Hellman exchange authenticated with a pre-shared key, and the third set combines public key authentication of the server with pre-shared key authentication of the client. [STANDARDS-TRACK] Classless Inter-domain Routing (CIDR): The Internet Address Assignment and Aggregation Plan This memo discusses the strategy for address assignment of the existing 32-bit IPv4 address space with a view toward conserving the address space and limiting the growth rate of global routing state. This document obsoletes the original Classless Inter-domain Routing (CIDR) spec in RFC 1519, with changes made both to clarify the concepts it introduced and, after more than twelve years, to update the Internet community on the results of deploying the technology described. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. The Base16, Base32, and Base64 Data Encodings This document describes the commonly used base 64, base 32, and base 16 encoding schemes. It also discusses the use of line-feeds in encoded data, use of padding in encoded data, use of non-alphabet characters in encoded data, use of different encoding alphabets, and canonical encodings. [STANDARDS-TRACK] The Transport Layer Security (TLS) Protocol Version 1.2 This document specifies Version 1.2 of the Transport Layer Security (TLS) protocol. The TLS protocol provides communications security over the Internet. The protocol allows client/server applications to communicate in a way that is designed to prevent eavesdropping, tampering, or message forgery. [STANDARDS-TRACK] Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile This memo profiles the X.509 v3 certificate and X.509 v2 certificate revocation list (CRL) for use in the Internet. An overview of this approach and model is provided as an introduction. The X.509 v3 certificate format is described in detail, with additional information regarding the format and semantics of Internet name forms. Standard certificate extensions are described and two Internet-specific extensions are defined. A set of required certificate extensions is specified. The X.509 v2 CRL format is described in detail along with standard and Internet-specific extensions. An algorithm for X.509 certification path validation is described. An ASN.1 module and examples are provided in the appendices. [STANDARDS-TRACK] Transport Layer Security (TLS) Extensions: Extension Definitions This document provides specifications for existing TLS extensions. It is a companion document for RFC 5246, "The Transport Layer Security (TLS) Protocol Version 1.2". The extensions specified are server_name, max_fragment_length, client_certificate_url, trusted_ca_keys, truncated_hmac, and status_request. [STANDARDS-TRACK] Representation and Verification of Domain-Based Application Service Identity within Internet Public Key Infrastructure Using X.509 (PKIX) Certificates in the Context of Transport Layer Security (TLS) Many application technologies enable secure communication between two entities by means of Internet Public Key Infrastructure Using X.509 (PKIX) certificates in the context of Transport Layer Security (TLS). This document specifies procedures for representing and verifying the identity of application services in such interactions. [STANDARDS-TRACK] Datagram Transport Layer Security Version 1.2 This document specifies version 1.2 of the Datagram Transport Layer Security (DTLS) protocol. The DTLS protocol provides communications privacy for datagram protocols. The protocol allows client/server applications to communicate in a way that is designed to prevent eavesdropping, tampering, or message forgery. The DTLS protocol is based on the Transport Layer Security (TLS) protocol and provides equivalent security guarantees. Datagram semantics of the underlying transport are preserved by the DTLS protocol. This document updates DTLS 1.0 to work with TLS version 1.2. [STANDARDS-TRACK] Common YANG Data Types This document introduces a collection of common data types to be used with the YANG data modeling language. This document obsoletes RFC 6021. Concise Binary Object Representation (CBOR) The Concise Binary Object Representation (CBOR) is a data format whose design goals include the possibility of extremely small code size, fairly small message size, and extensibility without the need for version negotiation. These design goals make it different from earlier binary serializations such as ASN.1 and MessagePack. Using Raw Public Keys in Transport Layer Security (TLS) and Datagram Transport Layer Security (DTLS) This document specifies a new certificate type and two TLS extensions for exchanging raw public keys in Transport Layer Security (TLS) and Datagram Transport Layer Security (DTLS). The new certificate type allows raw public keys to be used for authentication. The Constrained Application Protocol (CoAP) The Constrained Application Protocol (CoAP) is a specialized web transfer protocol for use with constrained nodes and constrained (e.g., low-power, lossy) networks. The nodes often have 8-bit microcontrollers with small amounts of ROM and RAM, while constrained networks such as IPv6 over Low-Power Wireless Personal Area Networks (6LoWPANs) often have high packet error rates and a typical throughput of 10s of kbit/s. The protocol is designed for machine- to-machine (M2M) applications such as smart energy and building automation. CoAP provides a request/response interaction model between application endpoints, supports built-in discovery of services and resources, and includes key concepts of the Web such as URIs and Internet media types. CoAP is designed to easily interface with HTTP for integration with the Web while meeting specialized requirements such as multicast support, very low overhead, and simplicity for constrained environments. Recommendations for Secure Use of Transport Layer Security (TLS) and Datagram Transport Layer Security (DTLS) Transport Layer Security (TLS) and Datagram Transport Layer Security (DTLS) are widely used to protect data exchanged over application protocols such as HTTP, SMTP, IMAP, POP, SIP, and XMPP. Over the last few years, several serious attacks on TLS have emerged, including attacks on its most commonly used cipher suites and their modes of operation. This document provides recommendations for improving the security of deployed services that use TLS and DTLS. The recommendations are applicable to the majority of use cases. Observing Resources in the Constrained Application Protocol (CoAP) The Constrained Application Protocol (CoAP) is a RESTful application protocol for constrained nodes and networks. The state of a resource on a CoAP server can change over time. This document specifies a simple protocol extension for CoAP that enables CoAP clients to "observe" resources, i.e., to retrieve a representation of a resource and keep this representation updated by the server over a period of time. The protocol follows a best-effort approach for sending new representations to clients and provides eventual consistency between the state observed by each client and the actual resource state at the server. Transport Layer Security (TLS) False Start This document specifies an optional behavior of Transport Layer Security (TLS) client implementations, dubbed "False Start". It affects only protocol timing, not on-the-wire protocol data, and can be implemented unilaterally. A TLS False Start reduces handshake latency to one round trip. Transport Layer Security (TLS) Cached Information Extension Transport Layer Security (TLS) handshakes often include fairly static information, such as the server certificate and a list of trusted certification authorities (CAs). This information can be of considerable size, particularly if the server certificate is bundled with a complete certificate chain (i.e., the certificates of intermediate CAs up to the root CA). This document defines an extension that allows a TLS client to inform a server of cached information, thereby enabling the server to omit already available information. The YANG 1.1 Data Modeling Language YANG is a data modeling language used to model configuration data, state data, Remote Procedure Calls, and notifications for network management protocols. This document describes the syntax and semantics of version 1.1 of the YANG language. YANG version 1.1 is a maintenance release of the YANG language, addressing ambiguities and defects in the original specification. There are a small number of backward incompatibilities from YANG version 1. This document also specifies the YANG mappings to the Network Configuration Protocol (NETCONF). Block-Wise Transfers in the Constrained Application Protocol (CoAP) The Constrained Application Protocol (CoAP) is a RESTful transfer protocol for constrained nodes and networks. Basic CoAP messages work well for small payloads from sensors and actuators; however, applications will need to transfer larger payloads occasionally -- for instance, for firmware updates. In contrast to HTTP, where TCP does the grunt work of segmenting and resequencing, CoAP is based on datagram transports such as UDP or Datagram Transport Layer Security (DTLS). These transports only offer fragmentation, which is even more problematic in constrained nodes and networks, limiting the maximum size of resource representations that can practically be transferred. Instead of relying on IP fragmentation, this specification extends basic CoAP with a pair of "Block" options for transferring multiple blocks of information from a resource representation in multiple request-response pairs. In many important cases, the Block options enable a server to be truly stateless: the server can handle each block transfer separately, with no need for a connection setup or other server-side memory of previous block transfers. Essentially, the Block options provide a minimal way to transfer larger representations in a block-wise fashion. A CoAP implementation that does not support these options generally is limited in the size of the representations that can be exchanged, so there is an expectation that the Block options will be widely used in CoAP implementations. Therefore, this specification updates RFC 7252. UDP Usage Guidelines The User Datagram Protocol (UDP) provides a minimal message-passing transport that has no inherent congestion control mechanisms. This document provides guidelines on the use of UDP for the designers of applications, tunnels, and other protocols that use UDP. Congestion control guidelines are a primary focus, but the document also provides guidance on other topics, including message sizes, reliability, checksums, middlebox traversal, the use of Explicit Congestion Notification (ECN), Differentiated Services Code Points (DSCPs), and ports. Because congestion control is critical to the stable operation of the Internet, applications and other protocols that choose to use UDP as an Internet transport must employ mechanisms to prevent congestion collapse and to establish some degree of fairness with concurrent traffic. They may also need to implement additional mechanisms, depending on how they use UDP. Some guidance is also applicable to the design of other protocols (e.g., protocols layered directly on IP or via IP-based tunnels), especially when these protocols do not themselves provide congestion control. This document obsoletes RFC 5405 and adds guidelines for multicast UDP usage. Guidelines for Writing an IANA Considerations Section in RFCs Many protocols make use of points of extensibility that use constants to identify various protocol parameters. To ensure that the values in these fields do not have conflicting uses and to promote interoperability, their allocations are often coordinated by a central record keeper. For IETF protocols, that role is filled by the Internet Assigned Numbers Authority (IANA). To make assignments in a given registry prudently, guidance describing the conditions under which new values should be assigned, as well as when and how modifications to existing values can be made, is needed. This document defines a framework for the documentation of these guidelines by specification authors, in order to assure that the provided guidance for the IANA Considerations is clear and addresses the various issues that are likely in the operation of a registry. This is the third edition of this document; it obsoletes RFC 5226. Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words RFC 2119 specifies common key words that may be used in protocol specifications. This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the defined special meanings. Internet Protocol, Version 6 (IPv6) Specification This document specifies version 6 of the Internet Protocol (IPv6). It obsoletes RFC 2460. Happy Eyeballs Version 2: Better Connectivity Using Concurrency Many communication protocols operating over the modern Internet use hostnames. These often resolve to multiple IP addresses, each of which may have different performance and connectivity characteristics. Since specific addresses or address families (IPv4 or IPv6) may be blocked, broken, or sub-optimal on a network, clients that attempt multiple connections in parallel have a chance of establishing a connection more quickly. This document specifies requirements for algorithms that reduce this user-visible delay and provides an example algorithm, referred to as "Happy Eyeballs". This document obsoletes the original algorithm description in RFC 6555. CoAP (Constrained Application Protocol) over TCP, TLS, and WebSockets The Constrained Application Protocol (CoAP), although inspired by HTTP, was designed to use UDP instead of TCP. The message layer of CoAP over UDP includes support for reliable delivery, simple congestion control, and flow control. Some environments benefit from the availability of CoAP carried over reliable transports such as TCP or Transport Layer Security (TLS). This document outlines the changes required to use CoAP over TCP, TLS, and WebSockets transports. It also formally updates RFC 7641 for use with these transports and RFC 7959 to enable the use of larger messages over a reliable transport. The Transport Layer Security (TLS) Protocol Version 1.3 This document specifies version 1.3 of the Transport Layer Security (TLS) protocol. TLS allows client/server applications to communicate over the Internet in a way that is designed to prevent eavesdropping, tampering, and message forgery. This document updates RFCs 5705 and 6066, and obsoletes RFCs 5077, 5246, and 6961. This document also specifies new requirements for TLS 1.2 implementations. Well-Known Uniform Resource Identifiers (URIs) This memo defines a path prefix for "well-known locations", "/.well-known/", in selected Uniform Resource Identifier (URI) schemes. In doing so, it obsoletes RFC 5785 and updates the URI schemes defined in RFC 7230 to reserve that space. It also updates RFC 7595 to track URI schemes that support well-known URIs in their registry. Constrained Application Protocol (CoAP) Hop-Limit Option The presence of Constrained Application Protocol (CoAP) proxies may lead to infinite forwarding loops, which is undesirable. To prevent and detect such loops, this document specifies the Hop-Limit CoAP option. Informative References CoAP Management Interface This document describes a network management interface for constrained devices and networks, called CoAP Management Interface (CoMI). The Constrained Application Protocol (CoAP) is used to access datastore and data node resources specified in YANG, or SMIv2 converted to YANG. CoMI uses the YANG to CBOR mapping and converts YANG identifier strings to numeric identifiers for payload size reduction. The complete solution composed of CoMI, [I-D.ietf-core-yang-cbor] and [I-D.ietf-core-sid] is called CORECONF. CORECONF extends the set of YANG based protocols, NETCONF and RESTCONF, with the capability to manage constrained devices and networks. Work in Progress CBOR Encoding of Data Modeled with YANG This document defines encoding rules for serializing configuration data, state data, RPC input and RPC output, Action input, Action output, notifications and yang data template defined within YANG modules using the Concise Binary Object Representation (CBOR) [RFC7049]. Work in Progress Distributed-Denial-of-Service Open Threat Signaling (DOTS) Architecture This document describes an architecture for establishing and maintaining Distributed Denial of Service (DDoS) Open Threat Signaling (DOTS) within and between domains. The document does not specify protocols or protocol extensions, instead focusing on defining architectural relationships, components and concepts used in a DOTS deployment. Work in Progress Using Early Data in DOTS Work in Progress Multi-homing Deployment Considerations for Distributed-Denial-of-Service Open Threat Signaling (DOTS) This document discusses multi-homing considerations for Distributed- Denial-of-Service Open Threat Signaling (DOTS). The goal is to provide some guidance for DOTS clients/gateways when multihomed. Work in Progress Distributed-Denial-of-Service Open Threat Signaling (DOTS) Agent Discovery It may not be possible for a network to determine the cause for an attack, but instead just realize that some resources seem to be under attack. To fill that gap, Distributed-Denial-of-Service Open Threat Signaling (DOTS) allows a network to inform a DOTS server that it is under a potential attack so that appropriate mitigation actions are undertaken. This document specifies mechanisms to configure DOTS clients with their DOTS servers. The discovery procedure also covers the DOTS Signal Channel Call Home. Work in Progress Use cases for DDoS Open Threat Signaling The DDoS Open Threat Signaling (DOTS) effort is intended to provide protocols to facilitate interoperability across disparate DDoS mitigation solutions. This document presents sample use cases which describe the interactions expected between the DOTS components as well as DOTS messaging exchanges. These use cases are meant to identify the interacting DOTS components, how they collaborate, and what are the typical information to be exchanged. Work in Progress The Datagram Transport Layer Security (DTLS) Protocol Version 1.3 This document specifies Version 1.3 of the Datagram Transport Layer Security (DTLS) protocol. DTLS 1.3 allows client/server applications to communicate over the Internet in a way that is designed to prevent eavesdropping, tampering, and message forgery. The DTLS 1.3 protocol is intentionally based on the Transport Layer Security (TLS) 1.3 protocol and provides equivalent security guarantees with the exception of order protection/non-replayability. Datagram semantics of the underlying transport are preserved by the DTLS protocol. Work in Progress Concise Binary Object Representation (CBOR) Tags IANA CoAP Content-Formats IANA Media Types IANA Protocol Numbers IANA Traditional IP Network Address Translator (Traditional NAT) The NAT operation described in this document extends address translation introduced in RFC 1631 and includes a new type of network address and TCP/UDP port translation. In addition, this document corrects the Checksum adjustment algorithm published in RFC 1631 and attempts to discuss NAT operation and limitations in detail. This memo provides information for the Internet community. Resource Records for the DNS Security Extensions This document is part of a family of documents that describe the DNS Security Extensions (DNSSEC). The DNS Security Extensions are a collection of resource records and protocol modifications that provide source authentication for the DNS. This document defines the public key (DNSKEY), delegation signer (DS), resource record digital signature (RRSIG), and authenticated denial of existence (NSEC) resource records. The purpose and format of each resource record is described in detail, and an example of each resource record is given. This document obsoletes RFC 2535 and incorporates changes from all updates to RFC 2535. [STANDARDS-TRACK] A Universally Unique IDentifier (UUID) URN Namespace This specification defines a Uniform Resource Name namespace for UUIDs (Universally Unique IDentifier), also known as GUIDs (Globally Unique IDentifier). A UUID is 128 bits long, and can guarantee uniqueness across space and time. UUIDs were originally used in the Apollo Network Computing System and later in the Open Software Foundation\'s (OSF) Distributed Computing Environment (DCE), and then in Microsoft Windows platforms. This specification is derived from the DCE specification with the kind permission of the OSF (now known as The Open Group). Information from earlier versions of the DCE specification have been incorporated into this document. [STANDARDS-TRACK] Datagram Congestion Control Protocol (DCCP) The Datagram Congestion Control Protocol (DCCP) is a transport protocol that provides bidirectional unicast connections of congestion-controlled unreliable datagrams. DCCP is suitable for applications that transfer fairly large amounts of data and that can benefit from control over the tradeoff between timeliness and reliability. [STANDARDS-TRACK] Internet Denial-of-Service Considerations IAB This document provides an overview of possible avenues for denial-of-service (DoS) attack on Internet systems. The aim is to encourage protocol designers and network engineers towards designs that are more robust. We discuss partial solutions that reduce the effectiveness of attacks, and how some solutions might inadvertently open up alternative vulnerabilities. This memo provides information for the Internet community. Network Address Translation (NAT) Behavioral Requirements for Unicast UDP This document defines basic terminology for describing different types of Network Address Translation (NAT) behavior when handling Unicast UDP and also defines a set of requirements that would allow many applications, such as multimedia communications or online gaming, to work consistently. Developing NATs that meet this set of requirements will greatly increase the likelihood that these applications will function properly. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. Stream Control Transmission Protocol This document obsoletes RFC 2960 and RFC 3309. It describes the Stream Control Transmission Protocol (SCTP). SCTP is designed to transport Public Switched Telephone Network (PSTN) signaling messages over IP networks, but is capable of broader applications. SCTP is a reliable transport protocol operating on top of a connectionless packet network such as IP. It offers the following services to its users: -- acknowledged error-free non-duplicated transfer of user data, -- data fragmentation to conform to discovered path MTU size, -- sequenced delivery of user messages within multiple streams, with an option for order-of-arrival delivery of individual user messages, -- optional bundling of multiple user messages into a single SCTP packet, and -- network-level fault tolerance through supporting of multi-homing at either or both ends of an association. The design of SCTP includes appropriate congestion avoidance behavior and resistance to flooding and masquerade attacks. [STANDARDS-TRACK] TCP SYN Flooding Attacks and Common Mitigations This document describes TCP SYN flooding attacks, which have been well-known to the community for several years. Various countermeasures against these attacks, and the trade-offs of each, are described. This document archives explanations of the attack and common defense techniques for the benefit of TCP implementers and administrators of TCP servers or networks, but does not make any standards-level recommendations. This memo provides information for the Internet community. The TCP Authentication Option This document specifies the TCP Authentication Option (TCP-AO), which obsoletes the TCP MD5 Signature option of RFC 2385 (TCP MD5). TCP-AO specifies the use of stronger Message Authentication Codes (MACs), protects against replays even for long-lived TCP connections, and provides more details on the association of security with TCP connections than TCP MD5. TCP-AO is compatible with either a static Master Key Tuple (MKT) configuration or an external, out-of-band MKT management mechanism; in either case, TCP-AO also protects connections when using the same MKT across repeated instances of a connection, using traffic keys derived from the MKT, and coordinates MKT changes between endpoints. The result is intended to support current infrastructure uses of TCP MD5, such as to protect long-lived connections (as used, e.g., in BGP and LDP), and to support a larger set of MACs with minimal other system and operational changes. TCP-AO uses a different option identifier than TCP MD5, even though TCP-AO and TCP MD5 are never permitted to be used simultaneously. TCP-AO supports IPv6, and is fully compatible with the proposed requirements for the replacement of TCP MD5. [STANDARDS-TRACK] IPv6 Addressing of IPv4/IPv6 Translators This document discusses the algorithmic translation of an IPv6 address to a corresponding IPv4 address, and vice versa, using only statically configured information. It defines a well-known prefix for use in algorithmic translations, while allowing organizations to also use network-specific prefixes when appropriate. Algorithmic translation is used in IPv4/IPv6 translators, as well as other types of proxies and gateways (e.g., for DNS) used in IPv4/IPv6 scenarios. [STANDARDS-TRACK] Stateful NAT64: Network Address and Protocol Translation from IPv6 Clients to IPv4 Servers US Secure Hash Algorithms (SHA and SHA-based HMAC and HKDF) Federal Information Processing Standard, FIPS IPv6-to-IPv6 Network Prefix Translation This document describes a stateless, transport-agnostic IPv6-to-IPv6 Network Prefix Translation (NPTv6) function that provides the address-independence benefit associated with IPv4-to-IPv4 NAT (NAPT44) and provides a 1:1 relationship between addresses in the "inside" and "outside" prefixes, preserving end-to-end reachability at the network layer. This document defines an Experimental Protocol for the Internet community. Default Address Selection for Internet Protocol Version 6 (IPv6) This document describes two algorithms, one for source address selection and one for destination address selection. The algorithms specify default behavior for all Internet Protocol version 6 (IPv6) implementations. They do not override choices made by applications or upper-layer protocols, nor do they preclude the development of more advanced mechanisms for address selection. The two algorithms share a common context, including an optional mechanism for allowing administrators to provide policy that can override the default behavior. In dual-stack implementations, the destination address selection algorithm can consider both IPv4 and IPv6 addresses -- depending on the available source addresses, the algorithm might prefer IPv6 addresses over IPv4 addresses, or vice versa. Default address selection as defined in this specification applies to all IPv6 nodes, including both hosts and routers. This document obsoletes RFC 3484. [STANDARDS-TRACK] Media Type Specifications and Registration Procedures This document defines procedures for the specification and registration of media types for use in HTTP, MIME, and other Internet protocols. This memo documents an Internet Best Current Practice. Port Control Protocol (PCP) The Port Control Protocol allows an IPv6 or IPv4 host to control how incoming IPv6 or IPv4 packets are translated and forwarded by a Network Address Translator (NAT) or simple firewall, and also allows a host to optimize its outgoing NAT keepalive messages. Common Requirements for Carrier-Grade NATs (CGNs) This document defines common requirements for Carrier-Grade NATs (CGNs). It updates RFC 4787. Enrollment over Secure Transport This document profiles certificate enrollment for clients using Certificate Management over CMS (CMC) messages over a secure transport. This profile, called Enrollment over Secure Transport (EST), describes a simple, yet functional, certificate management protocol targeting Public Key Infrastructure (PKI) clients that need to acquire client certificates and associated Certification Authority (CA) certificates. It also supports client-generated public/private key pairs as well as key pairs generated by the CA. TCP Fast Open This document describes an experimental TCP mechanism called TCP Fast Open (TFO). TFO allows data to be carried in the SYN and SYN-ACK packets and consumed by the receiving end during the initial connection handshake, and saves up to one full round-trip time (RTT) compared to the standard TCP, which requires a three-way handshake (3WHS) to complete before data can be exchanged. However, TFO deviates from the standard TCP semantics, since the data in the SYN could be replayed to an application in some rare circumstances. Applications should not use TFO unless they can tolerate this issue, as detailed in the Applicability section. Architectural Considerations in Smart Object Networking The term "Internet of Things" (IoT) denotes a trend where a large number of embedded devices employ communication services offered by Internet protocols. Many of these devices, often called "smart objects", are not directly operated by humans but exist as components in buildings or vehicles, or are spread out in the environment. Following the theme "Everything that can be connected will be connected", engineers and researchers designing smart object networks need to decide how to achieve this in practice. This document offers guidance to engineers designing Internet- connected smart objects. Using the NETCONF Protocol over Transport Layer Security (TLS) with Mutual X.509 Authentication The Network Configuration Protocol (NETCONF) provides mechanisms to install, manipulate, and delete the configuration of network devices. This document describes how to use the Transport Layer Security (TLS) protocol with mutual X.509 authentication to secure the exchange of NETCONF messages. This revision of RFC 5539 documents the new message framing used by NETCONF 1.1 and it obsoletes RFC 5539. Specification for DNS over Transport Layer Security (TLS) This document describes the use of Transport Layer Security (TLS) to provide privacy for DNS. Encryption provided by TLS eliminates opportunities for eavesdropping and on-path tampering with DNS queries in the network, such as discussed in RFC 7626. In addition, this document specifies two usage profiles for DNS over TLS and provides advice on performance considerations to minimize overhead from using TCP and TLS with DNS. This document focuses on securing stub-to-recursive traffic, as per the charter of the DPRIVE Working Group. It does not prevent future applications of the protocol to recursive-to-authoritative traffic. JSON Encoding of Data Modeled with YANG This document defines encoding rules for representing configuration data, state data, parameters of Remote Procedure Call (RPC) operations or actions, and notifications defined using YANG as JavaScript Object Notation (JSON) text. YANG Tree Diagrams This document captures the current syntax used in YANG module tree diagrams. The purpose of this document is to provide a single location for this definition. This syntax may be updated from time to time based on the evolution of the YANG language. DNS Queries over HTTPS (DoH) This document defines a protocol for sending DNS queries and getting DNS responses over HTTPS. Each DNS query-response pair is mapped into an HTTP exchange. Session Traversal Utilities for NAT (STUN) Session Traversal Utilities for NAT (STUN) is a protocol that serves as a tool for other protocols in dealing with NAT traversal. It can be used by an endpoint to determine the IP address and port allocated to it by a NAT. It can also be used to check connectivity between two endpoints and as a keep-alive protocol to maintain NAT bindings. STUN works with many existing NATs and does not require any special behavior from them. STUN is not a NAT traversal solution by itself. Rather, it is a tool to be used in the context of a NAT traversal solution. This document obsoletes RFC 5389. DNS Terminology The Domain Name System (DNS) is defined in literally dozens of different RFCs. The terminology used by implementers and developers of DNS protocols, and by operators of DNS systems, has sometimes changed in the decades since the DNS was first defined. This document gives current definitions for many of the terms used in the DNS in a single document. This document obsoletes RFC 7719 and updates RFC 2308. DDoS Open Threat Signaling (DOTS) Requirements This document defines the requirements for the Distributed Denial-of- Service (DDoS) Open Threat Signaling (DOTS) protocols enabling coordinated response to DDoS attacks. Distributed Denial-of-Service Open Threat Signaling (DOTS) Data Channel Specification

CUID Generation The document recommends the use of SPKI to generate the 'cuid'. This design choice is motivated by the following reasons:

SPKI is globally unique.
It is deterministic.
It allows the avoidance of extra cycles that may be induced by 'cuid' collision.
DOTS clients do not need to store the 'cuid' in a persistent storage.
It allows the detection of compromised DOTS clients that do not adhere to the 'cuid' generation algorithm.

Acknowledgements Thanks to , , , , , , , , , , , , , , and for the discussion and comments. The authors would like to give special thanks to and for their efforts in implementing the protocol and performing interop testing at IETF Hackathons. Thanks to the core WG for the recommendations on Hop-Limit and redirect signaling. Special thanks to for the detailed AD review. Thanks to , , , , and for the review. Thanks to for his review of the DOTS heartbeat mechanism.

Contributors The following individuals have contributed to this document: NCC Group


          jon.shallow@nccgroup.trust


      
        Cisco Systems, Inc.
        
          
            
            
            FL
            33309
            United States of America
          
          mgeller@cisco.com
        
      
      
        HTT Consulting
        
          
            
            Oak Park
            MI
            42837
            United States of America
          
          rgm@htt-consult.com
        
      
      
        
        
          
            
            
            
            
            
          
          dwing-ietf@fuggles.com


    
      Authors' Addresses
      
        McAfee, Inc.
        
          
            Embassy Golf Link Business Park
            Bangalore
            Karnataka
            560071
            India
          
          kondtir@gmail.com
        
      
      
        Orange
        
          
            Rennes
            35000
            France
          
          mohamed.boucadair@orange.com
        
      
      
        Cisco Systems, Inc.
        
          praspati@cisco.com
        
      
      
        Arbor Networks, Inc.
        
          
            2727 S. State Street
            Ann Arbor
            MI
            48104
            United States of America
          
          andrew@moretension.com
        
      
      
        Iron Mountain Data Centers
        
          
            United Kingdom
          
          nteague@ironmountain.co.uk